Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley04-25-2019
Kilee A. BomgardnerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Michael Joseph KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Michael KernickyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Kasseim EverettJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2018
Reginald Wayman Wilkes Sr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2017
Timothy R BrownJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2017
Conor MckenzieJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-01-2017
Elizabeth Ann FreemanJanney Montgomery Scott LLCPNC Investments05-04-2017
Lisa W FourakerJanney Montgomery Scott LLCRBC Capital Markets, LLC05-01-2017
James Matthew Farrell Sr.Janney Montgomery Scott LLCGirard Partners Ltd.12-12-2016
Frank B. HundleyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Craig McGovernJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-02-2016
Nathan Thomas SnyderJanney Montgomery Scott LLCSnow Capital Management, L.P.10-25-2016
Justin Michael WalterJanney Montgomery Scott LLCADP Broker-Dealer, Inc.08-30-2016
Robert S. ZaidmanJanney Montgomery Scott LLCMorgan Stanley06-02-2016
Jessica Louise LandisJanney Montgomery Scott LLCSecurian Financial Services, Inc.03-07-2016
Michael Patrick ReeseJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated08-28-2014
Ryan Jarrett HamiltonJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2014
Geremy Lee HooverJanney Montgomery Scott LLCPNC Investments02-18-2014
Christopher B Franz Jr.Janney Montgomery Scott LLCMorgan Stanley09-12-2013
Brette Alexandra HusarJanney Montgomery Scott LLCNorthwestern Mutual Investment Services, LLC09-05-2013
William Robert PoffJanney Montgomery Scott LLCWells Fargo Advisors Financial Network, LLC06-19-2013
Jeffrey Paul GenkingerJanney Montgomery Scott LLCFederated Global Investment Management Corp.09-04-2012
Next Page »

Showing 1 to 25 of 97 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.