Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred David BarbatoKey Investment Services LLCWells Fargo Clearing Services, LLC04-16-2018
Richard ReslingKey Investment Services LLCPNC Investments09-27-2017
Christopher Scott SabosikKey Investment Services LLCCetera Investment Services LLC09-25-2017
Daniel Lee WeidenhammerKey Investment Services LLCSantander Securities LLC09-05-2017
Patrick Stephen MullenKey Investment Services LLCSantander Securities LLC09-05-2017
Justin Jay SinisiKey Investment Services LLCLPL Financial LLC08-04-2017
Alan Michael UlrichKey Investment Services LLCSantander Securities LLC07-17-2017
Michael Eugene GreenKey Investment Services LLCWells Fargo Clearing Services, LLC06-28-2017
Jonah Thomas MooneyKey Investment Services LLCPNC Investments06-23-2017
Janet Elaine GubanicKey Investment Services LLCPNC Investments06-02-2017
Craig Nathaniel GlantzKey Investment Services LLCWells Fargo Clearing Services, LLC05-30-2017
Carlos Arturogonzalez LoayzaKey Investment Services LLCPackerland Brokerage Services, Inc.$15005-22-2017
Dennis James SeidelKey Investment Services LLCPNC Investments$10002-23-2017
Yakov Jake ToybermanKey Investment Services LLCSantander Securities LLC12-15-2016
Dennis John KeyserKey Investment Services LLCInfinex Investments, Inc.12-12-2016
Amee Sue WrightKey Investment Services LLCLPL Financial LLC09-21-2016
Brian Matthew PattonKey Investment Services LLCLPL Financial LLC$109-21-2016
Chad Evan PolinKey Investment Services LLCLPL Financial LLC09-21-2016
Daniel WeimerKey Investment Services LLCLPL Financial LLC$109-21-2016
Daniel J MullettKey Investment Services LLCLPL Financial LLC09-21-2016
David Alex MastroKey Investment Services LLCLPL Financial LLC09-21-2016
Denise M CamerieriKey Investment Services LLCLPL Financial LLC$109-21-2016
Gary Lee ConradKey Investment Services LLCLPL Financial LLC09-21-2016
George R. BelloKey Investment Services LLCLPL Financial LLC$8409-21-2016
Glenn Joseph EckstutKey Investment Services LLCLPL Financial LLC09-21-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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