Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Scott BagellLPL Financial LLCKestra Advisory Services, LLC09-15-2020
Stephen Fred SchlisselLPL Financial LLCInfinex Investments, Inc.09-14-2020
Joseph John HoweLPL Financial LLCInfinex Investments, Inc.09-14-2020
Donna Rae LeeperLPL Financial LLCInfinex Investments, Inc.09-14-2020
Joshua Patrick WellsLPL Financial LLCInfinex Investments, Inc.$15009-14-2020
Mark Strunk JrLPL Financial LLCPNC Investments09-08-2020
Brian Donley Douglas RicheyLPL Financial LLCLincoln Financial$14008-20-2020
Brian James DonleyLPL Financial LLCLincoln Financial Securities Corporation$5008-20-2020
Douglas John RicheyLPL Financial LLCLincoln Financial Securities Corporation$5008-20-2020
Trevor Scott YoungLPL Financial LLCRoyal Alliance Associates, Inc.08-07-2020
Maryann Zolyak ErnetteLPL Financial LLCThe Investment Center, Inc.07-27-2020
Andrew Wheeler OmalleyLPL Financial LLCPNC Investments$15007-24-2020
James Joseph StosselLPL Financial LLCWoodbury Financial Services, Inc.$2506-01-2020
John Leon KozarLPL Financial LLCWaddell & Reed05-29-2020
Scott Bradley SwinchockLPL Financial LLCWaddell & Reed$2305-29-2020
Ryan John ShanleyLPL Financial LLCHornor, Townsend & Kent, LLC05-13-2020
James Francis AtenLPL Financial LLCInfinex Investments, Inc.04-23-2020
Jessica Marie ShifletLPL Financial LLCWells Fargo Clearing Services, LLC$1,00004-23-2020
Darren Ray KushtoLPL Financial LLCMML Investors Services, LLC03-25-2020
William Lawrence BushLPL Financial LLCBPU Investment Management Inc.$15003-02-2020
Mark Allen CerasoLPL Financial LLCBPU Investment Management Inc.03-02-2020
Michael Leon FetterolfLPL Financial LLCBPU Investment Management Inc.03-02-2020
Robert Joseph StandishLPL Financial LLCBPU Investment Management Inc.03-02-2020
Michael Theodore HaleyLPL Financial LLCBPU Investment Management Inc.$2503-02-2020
Anthony Michael MantellinoLPL Financial LLCMML Investors Services, LLC02-14-2020
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Showing 1 to 25 of 396 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.