Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Anthony PerrettaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-28-2019
Edmund Douglas RobinsonLPL Financial LLCSantander Securities Llc06-03-2019
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Matthew Ryan SilverhardtLPL Financial LLCAmeriprise Financial Services, Inc.05-09-2019
Kevin GrantLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Edward Mendenhall TaylorLPL Financial LLCSantander Securities LLC01-28-2019
Steven Ronald RossLPL Financial LLCWells Fargo Clearing Services, LLC$1,00001-22-2019
Kimberly Ann SantarsieroLPL Financial LLCWells Fargo Clearing Services, LLC$1,00012-19-2018
Justin Ryan RizzoLPL Financial LLCCetera Advisor Networks LLC11-06-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Jarrod L RenningerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$110-19-2018
Jonathan Randall VernacchioLPL Financial LLCPNC Investments09-24-2018
Susan L PainterLPL Financial LLCAllstate Financial Services, LLC09-24-2018
Matthew Paul EchelmeierLPL Financial LLCCadaret, Grant & Co., Inc.$2508-22-2018
Scott Ari ShawLPL Financial LLCAmeriprise Financial Services, Inc.08-17-2018
Arthur Joseph SmithLPL Financial LLCInvestment Professionals, Inc.07-30-2018
James Anthony RitcheyLPL Financial LLCCambridge Investment Research, Inc.$707-26-2018
Ronald Raymond NemshickLPL Financial LLCWells Fargo Clearing Services, LLC$2507-13-2018
Gary Eugene AltLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2018
Matthew R AkersLPL Financial LLCCUNA Brokerage Services, Inc.05-16-2018
Ian Philip GordonLPL Financial LLCFSC Securities Corporation$905-10-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC$104-23-2018
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Edward Victor FranceLPL Financial LLCMorgan Stanley$2504-20-2018
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Showing 1 to 25 of 428 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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