Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Lee LandisLPL Financial LLCNationwide Securities, Inc.$2410-01-2019
Adam GladstoneLPL Financial LLCVoya Financial Advisors, Inc.12-08-2016
Albert S. Heaton Jr.LPL Financial LLCStifel, Nicolaus & Company, Incorporated12-07-2012
Andrew Brett LewisLPL Financial LLCJanney Montgomery Scott LLC$5004-30-2010
Andrew Martin MeehanLPL Financial LLCCetera Advisor Networks LLC09-18-2012
Anne Louise SaxerLPL Financial LLCPNC Investments12-18-2013
Anthony AlfieriLPL Financial LLCHornor, Townsend & Kent, LLC06-30-2016
Anthony Dennis Cellucci Jr.LPL Financial LLCTFS Securities, Inc.01-12-2017
Anthony Edward SlezakLPL Financial LLCSagepoint Financial, Inc.08-28-2019
Anthony GambacortaLPL Financial LLCJPMorgan Chase & Co.$24002-17-2016
Anthony J. BaroneLPL Financial LLCPNC Investments06-28-2017
Anthony John FiorenzaLPL Financial LLCNfp Advisor Services12-10-2013
Anthony Strom PastorLPL Financial LLCNational Planning Corporation11-29-2017
Arthur George McAuleyLPL Financial LLCPWA Securities, Inc.05-31-2012
Ashley Nell HulesLPL Financial LLCPruco Securities, LLC.03-12-2018
Aubrey Rose FigueiridoLPL Financial LLCNational Planning Corporation11-29-2017
Barbara Ann CummingsLPL Financial LLCCetera Investment Services LLC10-04-2017
Barbara Ellen AndersonLPL Financial LLCINVEST Financial Corporation$1202-14-2018
Barry Arthur RucksLPL Financial LLCAmeriprise Financial Services, Inc.$5005-09-2019
Bernard Anthony O'NeillLPL Financial LLCNational Planning Corporation11-29-2017
Brent Russell GuthrieLPL Financial LLCEdward Jones05-07-2012
Brenton Friden StranskyLPL Financial LLCCetera Investment Services LLC12-13-2013
Brian Andrew HillLPL Financial LLCWesBanco Securities, Inc.07-27-2015
Brian D. PlattLPL Financial LLCCetera Advisor Networks LLC09-04-2012
Brian Michael MenickellaLPL Financial LLCTFS Securities, Inc.12-27-2016
Next Page »

Showing 1 to 25 of 347 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.