Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn Lynn ClarkLPL Financial LLCMorgan Stanley08-01-2019
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$25006-17-2019
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Edward Victor FranceLPL Financial LLCMorgan Stanley$25004-20-2018
Mark Joseph DobroskeyLPL Financial LLCMorgan Stanley12-09-2016
Lester Provan BotkinLPL Financial LLCMorgan Stanley$25003-20-2015
Leonard Vincent BentivegnaLPL Financial LLCMorgan Stanley$50002-14-2014
Michael Joseph Janvrin Sr.LPL Financial LLCMorgan Stanley$25007-12-2013
David Michael DahanLPL Financial LLCMorgan Stanley$10008-28-2012
Jessica Lorraine ElscheidLPL Financial LLCMorgan Stanley12-12-2011
Robert Bruce CummingLPL Financial LLCMorgan Stanley$10012-02-2011
Bryan Anton StephenLPL Financial LLCMorgan Stanley$25012-02-2011
Robert Michael SchwartzLPL Financial LLCMorgan Stanley$10005-10-2011
George Pablo WalloffLPL Financial LLCMorgan Stanley02-28-2011
Francis X TrainorLPL Financial LLCMorgan Stanley$25003-12-2010
Joseph Michael GollLPL Financial LLCMorgan Stanley$25007-29-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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