Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Michael SullivanLPL Financial LLCNationwide Securities, LLC04-18-2012
Matthew John FieldLPL Financial LLCNationwide Securities, LLC$10012-20-2017
Roger Lee BergerLPL Financial LLCNationwide Securities, LLC12-20-2017
William James FarberLPL Financial LLCNationwide Securities, LLC$25001-30-2018
John Allen Beachley IILPL Financial LLCNationwide Securities, LLC$48001-30-2018
Anthony Joseph RizzoLPL Financial LLCNationwide Securities, LLC01-30-2018
Elaine L KernLPL Financial LLCNationwide Securities, LLC01-30-2018
Kyle Mcquaide LonsingerLPL Financial LLCNationwide Securities, LLC01-30-2018
Andrew Robert GroveLPL Financial LLCNationwide Securities, LLC$10003-23-2018
Anastasios P. TrispagonasLPL Financial LLCNationwide Securities, LLC03-23-2018
Louis Phillip PettinatoLPL Financial LLCNationwide Securities, LLC$10004-23-2018
Steven James GallowayLPL Financial LLCNationwide Securities, LLC04-23-2018
Christopher L ManciLPL Financial LLCNationwide Securities, LLC04-23-2018
Kevin Richard MessettLPL Financial LLCNationwide Securities, LLC04-24-2018
Michael David HudsonLPL Financial LLCNationwide Securities, LLC11-01-2018
Daniel K. CarinciLPL Financial LLCNationwide Securities, LLC$10010-01-2019
Aaron Lee LandisLPL Financial LLCNationwide Securities, LLC$24010-01-2019
Elaine Marilyn KraftLPL Financial LLCNationwide Securities, LLC$25010-01-2019
Joseph Anthony CatanzaroLPL Financial LLCNationwide Securities, LLC$50010-01-2019
Patrick Joseph KenneyLPL Financial LLCNationwide Securities, LLC10-01-2019
Douglas Michael SteveLPL Financial LLCNationwide Securities, LLC$25010-02-2019
Glen Paul SosnaderLPL Financial LLCNationwide Securities, LLC11-25-2019
Eric Daniel ShickLPL Financial LLCNationwide Securities, LLC$1101-02-2020
John Wesley Conrad RobinsonLPL Financial LLCNationwide Securities, LLC01-06-2020
Bonnie Lou MillerLPL Financial LLCNationwide Securities, LLC01-06-2020

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.