Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry Richard NeidermyerLincoln Financial Advisors CorporationAvantax Investment Services, Inc.$1012-12-2019
James Antony ClaryLincoln Financial Advisors CorporationEquity Services, Inc.11-13-2019
Earl Thomas Shorter IIILincoln Financial Advisors CorporationMML Investors Services, LLC08-12-2019
Francisco Edward AcevedoLincoln Financial Advisors CorporationRobustWealth, Inc.08-05-2019
Stanley Daniel StanekLincoln Financial Advisors CorporationMerCap Securities, LLC02-01-2019
Blaise ConnorLincoln Financial Advisors CorporationMorgan Stanley01-25-2019
Barry Lee WellerLincoln Financial Advisors CorporationQuestar Capital Corporation$10001-15-2019
Drew David Howard Jr.Lincoln Financial Advisors CorporationEdward Jones$10005-03-2018
ROBERT YOCKINLincoln Financial Advisors CorporationPruco Securities, LLC.12-14-2017
Kevin Joseph McDermottLincoln Financial Advisors CorporationCUSO Financial Services, L.P.$25011-02-2017
John George KaneLincoln Financial Advisors CorporationCUSO Financial Services, L.P.$50011-02-2017
Norma Alice Romero-MitchellLincoln Financial Advisors CorporationWoodbury Financial Services, Inc.$10008-21-2017
Scott Andrew LauerLincoln Financial Advisors CorporationMML Investors Services, LLC08-04-2017
Nakia Schwann MartinLincoln Financial Advisors CorporationCambridge Investment Research, Inc.04-05-2017
Douglas Allen DarlingLincoln Financial Advisors CorporationAvantax Investment Services, Inc.$50001-09-2017
John Robert LaceyLincoln Financial Advisors CorporationTrustmont Financial Group, Inc.$50011-09-2016
Scott David RaabLincoln Financial Advisors CorporationCadaret, Grant & Co., Inc.11-01-2016
David Lawrence RychlickLincoln Financial Advisors CorporationMetLife Securities Inc.$50008-24-2016
Kristain Dawn KrecotaLincoln Financial Advisors CorporationInvestment Professionals, Inc.$25008-04-2016
Shannon Marlene SottileLincoln Financial Advisors CorporationInvestment Professionals, Inc.$50008-04-2016
Bo I J EdvardssonLincoln Financial Advisors CorporationMetLife Securities Inc.$10007-08-2016
Alexandra Elizabeth ZanettiLincoln Financial Advisors CorporationDeutsche Bank Securities Inc.04-08-2016
William Edward Fagan Jr.Lincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-21-2016
Michael George WatsonLincoln Financial Advisors CorporationCitizens Securities, Inc.12-23-2015
Jeffrey Keith RuffingLincoln Financial Advisors CorporationMetLife Securities Inc.11-20-2015
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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