Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carl Anthony LeblancLincoln InvestmentNYLIFE Securities LLC12-06-2019
William Demarest Johnston IIILincoln InvestmentAvantax Investment Services, Inc.10-01-2019
Clayton Edward ThompsonLincoln InvestmentCharles Schwab & Co., Inc.03-27-2019
Todd Andrew PerkinsLincoln InvestmentRegulus Advisors, LLC02-15-2019
Mandie Josephine PetersLincoln InvestmentQuestar Capital Corporation02-15-2019
Thomas Lee JamesLincoln InvestmentQuestar Capital Corporation02-15-2019
Brianna Case JonesLincoln InvestmentFidelity Personal and Workplace Advisors02-14-2019
Julian Daniel RomeuLincoln InvestmentCitizens Securities, Inc.02-06-2018
Kevin Peter McwilliamsLincoln InvestmentLPL Financial LLC01-30-2017
Brian Patrick TimbyLincoln InvestmentPrudential Annuities Distributors, Inc05-27-2015
Ricky Anthony BooneLincoln InvestmentMutual of Omaha Investor Services, Inc.04-09-2015
Paul Dragovich Jr.Lincoln InvestmentMutual of Omaha Investor Services, Inc.01-21-2015
Rodolphus Bethea Jr.Lincoln InvestmentNorthwestern Mutual Investment Services, LLC11-20-2014
David Edward BuczkowskiLincoln InvestmentE*TRADE Securities LLC05-15-2014
Alex Alex GrowLincoln InvestmentPruco Securities, LLC.03-27-2014
Michael Joseph MasilunasLincoln InvestmentMercer Allied Company, L.P.04-01-2011
Kenneth White Maxell IILincoln InvestmentFortune Financial Services, Inc.$10009-19-2017
Jonathan Francis MastLincoln InvestmentVanguard Marketing Corporation$10010-21-2014
Margherita Marie JohnsonLincoln InvestmentVoya Financial Advisors, Inc.$10007-12-2011
Jack Anderson Larson Jr.Lincoln InvestmentLarson Financial Planning, Llc$10002-01-2011
William Paul WeberLincoln InvestmentRaymond James Financial Services, Inc.$15001-14-2011
Timothy Joseph BandiLincoln InvestmentLPL Financial LLC$23001-13-2012
John George GiovanisLincoln InvestmentWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25002-10-2016
Leslie George Markus Jr.Lincoln InvestmentAmeriprise Financial Services, Inc.$25009-22-2015
Henry Veli-Mikael MultalaLincoln InvestmentJ.P. Turner & Company, L.L.C.$25009-02-2011
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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