Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
James M. Lavelle IIIMML Investors Services, LLCNYLIFE Securities LLC03-02-2020
Timothy John LavelleMML Investors Services, LLCNYLIFE Securities LLC02-25-2020
Michele Victoria EdnockMML Investors Services, LLCNYLIFE Securities LLC02-10-2020
Matthew YoungMML Investors Services, LLCAXA Advisors, LLC11-22-2019
Jasmin Joi O'NealMML Investors Services, LLCPruco Securities, LLC.11-08-2019
Kevin Patrick Lake Jr.MML Investors Services, LLCNYLIFE Securities LLC10-31-2019
Alex Silvestro IIIMML Investors Services, LLCPruco Securities, LLC.10-23-2019
Mark Anthony Thomas TavernoMML Investors Services, LLCTD Ameritrade, Inc.09-23-2019
John D TosattoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2019
Franklin Lester Namath Jr.MML Investors Services, LLCNationwide Securities, LLC07-26-2019
Brad J. DyksenMML Investors Services, LLCJ. Alden Associates, Inc.07-10-2019
Jessica Ann ParettaMML Investors Services, LLCHorace Mann Investors, Inc.05-31-2019
Sean Patrick O'RourkeMML Investors Services, LLCCitizens Securities, Inc.05-21-2019
Christopher J. BarrMML Investors Services, LLCPershing LLC05-16-2019
Rachel Ann CallahanMML Investors Services, LLCLPL Financial LLC05-01-2019
Richard Joshua WhitelockMML Investors Services, LLCNYLIFE Securities LLC04-30-2019
John Dennis DerflerMML Investors Services, LLCCambridge Investment Research, Inc.03-28-2019
Connor Jacob FernholzMML Investors Services, LLCEdward Jones02-27-2019
Aaron N. ThomasMML Investors Services, LLCHornor, Townsend & Kent, LLC01-16-2019
Donte Tyree LloydMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2019
John Douglas PalicMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-15-2018
Jeffrey Charles GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
Joseph VeaseyMML Investors Services, LLCPark Avenue Securities LLC09-25-2018
Michael James GiongoMML Investors Services, LLCLincoln Financial Advisors Corporation$2509-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.