Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey C GoeringMML Investors Services, LLCPark Avenue Securities LLC10-31-2018
Anthony Joseph RatkiewiczMML Investors Services, LLCHornor, Townsend & Kent, LLC$2508-23-2018
Justin Raymond PyleMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Mary Louise CrockettMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Patrick Dennis FarrellMML Investors Services, LLCSecurian Financial Services, Inc.$110-02-2017
William Cullen StephensonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2017
William Hampton Morgan IIIMML Investors Services, LLCPruco Securities, LLC.08-15-2017
David Charles ElyMML Investors Services, LLCForesters Financial Services, Inc.04-28-2017
Brandon Blake LevithanMML Investors Services, LLCHornor, Townsend & Kent, LLC02-10-2017
Anthony Langford BriddellMML Investors Services, LLCEquity Services, Inc.02-08-2017
Jason Steven GoldsteinMML Investors Services, LLCHornor, Townsend & Kent, LLC02-07-2017
John Sennett Holston IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Jeremy Graham EdgeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-12-2017
Johnathan Titus JonesMML Investors Services, LLCPurshe Kaplan Sterling Investments09-28-2016
David Wayne BeltzMML Investors Services, LLCPruco Securities, LLC.$5009-23-2016
Fred G HorrocksMML Investors Services, LLCSignator Investors, Inc.$108-12-2016
John Domenick WhiteMML Investors Services, LLCPrincipal Securities, Inc.07-07-2016
James A BoyleMML Investors Services, LLCSignator Investors, Inc.06-13-2016
Brent Edward CoughenourMML Investors Services, LLCPNC Investments02-10-2016
Robert Frederick SchimeneckMML Investors Services, LLCPackerland Brokerage Services, Inc.02-01-2016
Christopher Shawn IckesMML Investors Services, LLCNYLIFE Securities LLC01-29-2016
Richard Alan FriedmanMML Investors Services, LLCFSC Securities Corporation01-19-2016
Brandon William Krizo YapleMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-12-2015
Rory T SullivanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.$5010-02-2015
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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