Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis Mcsherry IIIMML Investors Services, LLCLincoln Investment07-10-2014
John L. SchrieverMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-25-2015
John Lee HeacockMML Investors Services, LLCNationwide Securities, LLC05-18-2012
John Sennett Holston IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Johnathan Titus JonesMML Investors Services, LLCMcAdam LLC09-28-2016
Jonathan Marshall BardMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-04-2015
Joseph Patrick Mallee IIIMML Investors Services, LLCHornor, Townsend & Kent, LLC01-26-2011
Joseph VeaseyMML Investors Services, LLCPark Avenue Securities LLC09-25-2018
Joshua P JenkinsMML Investors Services, LLCEquity Services, Inc.01-02-2015
Justin Raymond PyleMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Kevin Patrick Lake Jr.MML Investors Services, LLCNYLIFE Securities LLC10-31-2019
Leonard Gabriel CherryMML Investors Services, LLCMML Investors Services, LLC02-11-2011
Linda M RothMML Investors Services, LLCAvantax Investment Services, Inc.$2501-13-2012
Lorne G. HammondMML Investors Services, LLCPruco Securities, LLC.11-13-2014
Louis J. Pagnoni IIIMML Investors Services, LLCPruco Securities, LLC.01-11-2018
Mario Earl CarannanteMML Investors Services, LLCPark Avenue Securities LLC05-29-2013
Mark Allen RichardsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-07-2015
Mark Anthony Thomas TavernoMML Investors Services, LLCTD Ameritrade, Inc.09-23-2019
Mark Eugene JohnsenMML Investors Services, LLCNYLIFE Securities LLC03-18-2020
Marshall Mayer ShigonMML Investors Services, LLCParkland Securities, LLC02-15-2018
Mary Louise CrockettMML Investors Services, LLCSecurian Financial Services, Inc.11-01-2017
Matthew Evan SchiffMML Investors Services, LLCValMark Securities, Inc.04-25-2012
Matthew YoungMML Investors Services, LLCAXA Advisors, LLC11-22-2019
Michael Eugene ZirolliMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-27-2016
Michael James GiongoMML Investors Services, LLCLincoln Financial Advisors Corporation$2509-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.