Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Brandon NaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-15-2020
John Lee HeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedHoover Financial Advisors, Inc.02-25-2020
Lucy Ann Marie SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$15001-31-2020
Sean Kennedy ReganMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-22-2020
Tariq D. Jackson Sr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-15-2020
Myah Moore IrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-08-2020
Shontae Diana TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-25-2019
Brian Alden FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5009-03-2019
Ty Matthew WilkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$5008-20-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Scott Alan HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$9005-24-2019
David James BloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-23-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Edward W. Lapinski IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC04-18-2019
Joseph L. ArndtMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-16-2019
Jacob Alan MeesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2019
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Devin Renay KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-31-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
David AmbartsumianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.12-24-2018
Daniel Stephen SchuerenMerrill Lynch, Pierce, Fenner & Smith IncorporatedVanguard Marketing Corporation12-18-2018
Nickolas Ryan MinardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-30-2018
Peter Joseph BednarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Management Corp11-01-2018
Rebecca Hongbo Li-HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$2510-26-2018
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Showing 1 to 25 of 276 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.