Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dalton Lee BuddingtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC02-23-2018
Joshua Raymond YoskoskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmundi Pioneer Distributor, Inc.12-02-2016
Patrick Joseph SwiftMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-21-2016
Victor TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-28-2016
Louis D Orazio IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-19-2014
Nicholas Edward SternMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-11-2011
Denise Carol DoublesMerrill Lynch, Pierce, Fenner & Smith IncorporatedB. C. Ziegler and Company07-05-2011
Rosalie Laguerenne HunterMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
William Edward McCormackMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
Laura A BongardMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.06-16-2015
George Guildford WebberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.09-18-2015
Brittany Lee StivaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.09-22-2017
Michael Joseph GermanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC08-09-2010
Joseph Anthony PerrettaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC06-14-2010
Stephanie Lynn WeitzmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC03-29-2016
James Michael FuhrmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC10-13-2014
Nickolas Ryan MinardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.11-30-2018
Paul Elijah TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.08-22-2011
Heather L. BrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-01-2010
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Ellis LukenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Christine L DiemidioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Bruce Jonathan DiamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Louis P SpinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Eric Brandon NaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-15-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.