Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$10003-13-2015
Bernard Orbach Erik Vatter Matthew GroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22608-02-2011
Div TelwalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$8006-20-2011
Wayne AcheyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$13004-29-2011
Timothy Patrick KilleaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-13-2020
Adam GoldinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAvantax Investment Services, Inc.06-29-2020
John William Powell JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-18-2020
Justin M BinionMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-08-2020
John YocumMerrill Lynch, Pierce, Fenner & Smith IncorporatedInvestacorp, Inc.05-07-2020
Kyle M LonsingerMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.04-30-2020
Eric Brandon NaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-15-2020
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020
John Lee HeacockMerrill Lynch, Pierce, Fenner & Smith IncorporatedHoover Financial Advisors, Inc.02-25-2020
Lucy Ann Marie SowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC$15001-31-2020
Sean Kennedy ReganMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15001-22-2020
Tariq Darnell Jackson SrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-15-2020
Myah Moore IrickMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-08-2020
Albert DAmicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-08-2020
Justin James AikensMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-08-2020
Brian Alden FieldsMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5009-03-2019
Michael C DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones08-29-2019
Ty Matthew WilkinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC08-20-2019
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Scott Alan HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$9005-24-2019
David James BloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-23-2019
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.