Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron R McCormickMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities08-17-2009
Alan H KrasnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1011-12-2010
Alison C DigiulioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-19-2015
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Andrew John MorrisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Anna Marie MannaaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-20-2016
April Lynn PettinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Archibald Leonard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-27-2015
Bernard Orbach, Erik Vatter, Matthew GroffMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$22608-02-2011
Branden Russell SacksMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-02-2011
Brian Glenn ZuckerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC01-26-2018
Brittany Lee StivaleMerrill Lynch, Pierce, Fenner & Smith IncorporatedCentaurus Financial, Inc.09-22-2017
Bruce Jonathan DiamondMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2504-24-2009
Cameron Jay ForreyMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade Investment Management, LLC04-22-2015
Christian Andrew BatchaMerrill Lynch, Pierce, Fenner & Smith IncorporatedBlackRock Investments, LLC03-13-2017
Christine Noelle SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
Christopher John HickeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Christopher John MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.09-02-2014
Christopher Louis DimattioMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation$25301-05-2018
Christopher R KolmerMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.05-05-2015
Cody James HartleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-26-2010
Courtney Lynn KasenchakMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC09-02-2014
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Showing 1 to 25 of 136 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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