Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Paul SeibertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments05-31-2019
Scott Alan HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$9005-24-2019
David James BloomMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-23-2019
Andrea Belen-SandhorstMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-29-2019
Edward W Lapinski IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC04-18-2019
Joseph Leonard ArndtMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments04-16-2019
Jacob MeesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC04-15-2019
Ami Vastupal ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrudential Investment Management Services LLC03-28-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Devin Renay KelleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments01-31-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
David AmbartsumianMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.12-24-2018
Peter Joseph BednarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedSEI Investments Management Corp11-01-2018
Rebecca Hongbo Li-HuangMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.$2510-26-2018
Christine Susan GordonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2510-19-2018
Robert Eric RosemaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Christopher James BryanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-05-2018
Samantha Lynn LorussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC09-27-2018
Gennaro Robert DisilvioMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.09-17-2018
Tyler James LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-10-2018
Nina Lee CowartMerrill Lynch, Pierce, Fenner & Smith IncorporatedGWFS Equities, Inc.08-08-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.