Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Ryan CoxMetLife Securities Inc.PNC Investments04-08-2016
Brian David LesserMetLife Securities Inc.SagePoint Financial, Inc.04-05-2016
Thomas Larry Barnhart IIMetLife Securities Inc.Pruco Securities, LLC.03-04-2016
Thomas Joseph ArtersMetLife Securities Inc.NYLIFE Securities LLC02-22-2016
Carl Leon WalbertMetLife Securities Inc.Calton & Associates, Inc.02-19-2016
Ashley A MillerMetLife Securities Inc.Cetera Advisor Networks LLC01-29-2016
Renee Marie AxtonMetLife Securities Inc.First Command Financial Planning, Inc.01-28-2016
Scot Francis WhiskeymanMetLife Securities Inc.ProEquities, Inc.01-15-2016
Matthew S CraneMetLife Securities Inc.Mutual of Omaha Investor Services, Inc.01-11-2016
Zachary John MooneyMetLife Securities Inc.NYLIFE Securities LLC01-04-2016
Lisa C DortMetLife Securities Inc.NYLIFE Securities LLC08-11-2015
Gregory Edmund Kessler Jr.MetLife Securities Inc.INVEST Financial Corporation08-03-2015
Jason Paul ZwiebelMetLife Securities Inc.TD Ameritrade Investment Management, LLC08-01-2015
Joseph F RossettiMetLife Securities Inc.Aegis Capital Corp.07-09-2015
Steve M HaraschakMetLife Securities Inc.PNC Investments07-06-2015
Patrick Durrer GoesslingMetLife Securities Inc.Park Avenue Securities LLC06-22-2015
Jeremiah Michael SensenigMetLife Securities Inc.Investment Professionals, Inc.05-29-2015
Matthew Eric PratznerMetLife Securities Inc.Lincoln Financial Advisors Corporation04-24-2015
Joseph Charles CefaliMetLife Securities Inc.Mutual of Omaha Investor Services, Inc.02-27-2015
Francis FredericoMetLife Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2015
Matt HostetterMetLife Securities Inc.Northwestern Mutual Investment Services, LLC01-09-2015
Donald Paul DebarrMetLife Securities Inc.Northwestern Mutual Investment Services, LLC01-05-2015
Judith Wolcott FrantzMetLife Securities Inc.HD Vest Investment Services09-12-2014
Paul Christopher MoxenMetLife Securities Inc.Park Avenue Securities LLC07-17-2014
David Edward SmedleyMetLife Securities Inc.Fortune Financial Services, Inc.03-14-2014
Next Page »

Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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