Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kirk Gerard Aguer SrMorgan StanleyWells Fargo Clearing Services, LLC$15009-09-2020
Patricia Ogden AguerMorgan StanleyWells Fargo Clearing Services, LLC09-09-2020
Brett Jordan RhodeMorgan StanleyUBS Financial Services Inc.09-04-2020
James Stewart SmallMorgan StanleyUBS Financial Services Inc.$2509-04-2020
Richard Paul AtcavageMorgan StanleyUBS Financial Services Inc.$5009-04-2020
Katerina SimonettiMorgan StanleyUBS Financial Services Inc.09-04-2020
Richard John AtcavageMorgan StanleyUBS Financial Services Inc.09-04-2020
Kevin Francis SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-28-2020
Denise WineMorgan StanleyWells Fargo Clearing Services, LLC07-31-2020
David Patrick DreaMorgan StanleyNorthwestern Mutual Investment Services, LLC07-07-2020
Amanda Clark FosterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2020
Kelly Ann StefanowiczMorgan StanleyUBS Financial Services Inc.06-25-2020
Kenneth Richard HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
William Conrad HolzapfelMorgan StanleyWells Fargo Clearing Services, LLC06-12-2020
Richard Anthony Barbarita JrMorgan StanleyUBS Financial Services Inc.06-09-2020
Thomas L Wentling JrMorgan StanleyUBS Financial Services Inc.06-09-2020
Michelle Marie BurdzyMorgan StanleyUBS Financial Services Inc.06-09-2020
Brian Joseph TarquinioMorgan StanleyUBS Financial Services Inc.$10506-09-2020
John Arthur TarquinioMorgan StanleyUBS Financial Services Inc.06-09-2020
Zachary James Mitchell DeschaineMorgan StanleyUBS Financial Services Inc.06-09-2020
John Robert SearerMorgan StanleyEquitable Advisors, LLC04-21-2020
Wade Howard HartzMorgan StanleySecurian Financial Services, Inc.03-06-2020
Eric Benjamin LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Robert Jason LankinMorgan StanleyWells Fargo Clearing Services, LLC03-06-2020
Erik D MontalvoMorgan StanleyM&T Securities, Inc.02-19-2020
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Showing 1 to 25 of 156 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.