Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John GrudkowskiMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Mark Christian ChaffeMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Keith Clark StevensMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Robert Mark FreedmanMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
John Michael FischettiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Barnet Henry FraenkelMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mary Catherine MoretzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Scott Allan SeigMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Mark Andrew MilliganMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John Joseph Fabian Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Wilson Winant YaleMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Drew Martin ReinhardtMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Bryant James FerrisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Douglas Ellwood WoolleyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
John Benjamin RosenbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Peter Thomas JosephMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian MaileyMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Lisa Michelle CorradoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Timothy Craig RoseMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Steven John Cwienkala Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Stephen Kepchar Jr.Morgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
David Andrew OscarMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Sabrina Lynn WaltersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arnold Murray PeskinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Scott EagonMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Next Page »

Showing 1 to 25 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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