Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas George SchreckMorgan StanleyJanney Montgomery Scott LLC12-16-2010
John Gifford Jones IIIMorgan StanleyRCL Capital Management01-18-2011
Kenneth Andrew ScheerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-18-2011
Charles Patrick RobinsonMorgan StanleyUBS Financial Services Inc.$5003-04-2011
Michael Francis Laporta Jr.Morgan StanleyNew England Securities$15003-16-2011
Thomas Gerard RodmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-18-2011
Americo Joseph SantellaMorgan StanleyJanney Montgomery Scott LLC$2503-24-2011
Wayne CampbellMorgan StanleyJanney Montgomery Scott LLC03-24-2011
Bruce Howard ChmaraMorgan StanleyJanney Montgomery Scott LLC$2503-31-2011
Joseph Patrick McGinleyMorgan StanleyUBS Financial Services Inc.$5004-07-2011
Douglass Ralph TietbohlMorgan StanleyUBS Financial Services Inc.04-07-2011
Adam Joseph MurrayMorgan StanleyBryant Park Capital Securities, Inc.04-11-2011
Scott Vincent HartshornMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Thomas I. McIlweeMorgan StanleyEdward Jones06-20-2011
William James HargreavesMorgan StanleyWells Fargo Clearing Services, LLC07-11-2011
Peter Joseph Suhosky IIMorgan StanleyINVEST Financial Corporation09-06-2011
Michael Todd GordonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2011
Kevin Gerald DibiasoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-29-2011
Edward Richard Plachter Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-28-2011
James William IgoMorgan StanleyWells Fargo Clearing Services, LLC$10011-10-2011
Joseph Andrew WebberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2011
Stephanie A GamberMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2011
Joel Howard FrankelMorgan StanleyRBC Capital Markets, LLC$10011-23-2011
Vincent Gravina III, Ben C Charles GravinaMorgan StanleyStifel, Nicolaus & Company, Incorporated$1002-10-2012
Brad Samuel RudeMorgan StanleyWells Fargo Clearing Services, LLC$15002-17-2012
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Showing 326 to 350 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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