Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph MurrayMorgan StanleyBryant Park Capital Securities, Inc.$50004-11-2011
Adam Matthews SaundersMorgan StanleyBLV Securities$15009-10-2012
Alice Kennedy WilsonMorgan StanleyUBS Financial Services Inc.$10001-09-2014
Alicja Anna PlonskaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2017
Americo Joseph SantellaMorgan StanleyJanney Montgomery Scott LLC$25003-24-2011
Amy Sue MurrayMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-25-2014
Andrea J ChoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-09-2014
Andrew William GansMorgan StanleyBill Few Securities, Inc.07-25-2011
Angelique Gilkin OrbachMorgan StanleyUBS Financial Services Inc.07-18-2012
Anne Patrice GallagherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-10-2016
Anthony HeizenrothMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-11-2012
Anthony J. ColungaMorgan StanleyBBVA Securities Inc.08-27-2018
Anthony Kirk HasenMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-02-2011
Anthony Michael SangrigoliMorgan StanleyNew England Securities$25004-25-2013
Antoinette Marie ChakifMorgan StanleyRaymond James Financial Services, Inc.01-23-2014
Armando Genaro DirienzoMorgan StanleyRBC Capital Markets, LLC$50001-05-2010
Arthur W. Bartholomew IIIMorgan StanleyUBS Financial Services Inc.$20011-13-2013
Aurelio Roy Decaro Jr.Morgan StanleyUBS Financial Services Inc.$10001-09-2014
Barry Ray ShatzmanMorgan StanleyJanney Montgomery Scott LLC$10009-13-2010
Ben C Charles GravinaMorgan StanleyStifel, Nicolaus & Company, Incorporated$25002-10-2012
Benjamin John La MannaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Benjamin Tyler ChunkoMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-03-2009
Bernard Orbach, Erik Vatter, Matthew GroffMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$22608-02-2011
Brad Samuel RudeMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15002-17-2012
Brett D. CaffreyMorgan StanleyUBS Financial Services Inc.$10009-04-2012
Next Page »

Showing 1 to 25 of 235 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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