Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean Patrick FoleyNational Planning CorporationEdward Jones04-12-2017
Joanne Marie NataleNational Planning CorporationPark Avenue Securities LLC02-22-2017
Robert William Fink IIINational Planning CorporationMetLife Securities Inc.08-05-2016
Joseph Francis BrinkerNational Planning CorporationTransamerica Financial Advisors, Inc01-30-2015
Mary Ann ReinoehlNational Planning CorporationNew Century Financial Group, LLC$2507-29-2013
Mary Beth Fisher SpuhlerNational Planning CorporationMML Investors Services, LLC08-03-2012
Michael Thomas Amoruso Sr.National Planning CorporationOneAmerica Securities, Inc.03-21-2012
Todd Alexander LittleNational Planning CorporationAberdeen Fund Distributors, LLC03-21-2011
Donald Patrick SpeakmanNational Planning CorporationMain Street Advisors, LLC10-06-2010
Charlene Ann LoganNational Planning CorporationMain Street Advisors, LLC10-06-2010
Matthew Daniel SherawNational Planning CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.