Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Francisco Fleitas IIOppenheimer & Co. Inc.Janney Montgomery Scott LLC$25005-26-2009
Angela PandalenoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-10-2011
Anthony A PellOppenheimer & Co. Inc.Morgan Stanley$15001-04-2013
Arturo VillacortaOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$90009-13-2017
Bernard Regis TheisOppenheimer & Co. Inc.RBC Capital Markets, LLC$15007-29-2014
Bernerd William MaletskyOppenheimer & Co. Inc.Anderson & Strudwick, Incorporated$10003-20-2009
Brian Daniel HoffmanOppenheimer & Co. Inc.SII Investments, Inc.10-05-2017
Brian Gerald OrrOppenheimer & Co. Inc.RBC Capital Markets, LLC$50007-24-2014
Brian Paul CutticOppenheimer & Co. Inc.Lincoln Financial Distributors, Inc.11-14-2014
Casey SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-17-2011
Charles Lewis Hillis Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-27-2018
Christopher John ColoracciOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-19-2010
Christopher Michael AudusOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-02-2011
Daniel Patrick HeenanOppenheimer & Co. Inc.Janney Montgomery Scott LLC$25006-20-2011
David Herman BergsteinOppenheimer & Co. Inc.Janney Montgomery Scott LLC$25003-19-2010
David Richard SnyderOppenheimer & Co. Inc.Janney Montgomery Scott LLC$50001-05-2009
Debra B BlairOppenheimer & Co. Inc.Citizens Securities, Inc.$10008-12-2015
Donald Neil DouchkessOppenheimer & Co. Inc.Janney Montgomery Scott LLC$10002-17-2009
Edward Michael KellyOppenheimer & Co. Inc.Morgan Stanley & Co. Incorporated$50004-30-2009
Ellen M. MarcusOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-08-2009
Eric Steven PickerOppenheimer & Co. Inc.Centennial Securities Company, Inc.05-05-2016
Frank Anthony CrinoOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-03-2010
Galen John GreinerOppenheimer & Co. Inc.Janney Montgomery Scott LLC$50005-08-2009
Gary Richard GrossOppenheimer & Co. Inc.RBC Capital Markets, LLC$50011-01-2017
George Dixon Shrum Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.$25006-12-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.