Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Peter MartinPNC InvestmentsVALIC Financial Advisors, Inc.01-23-2019
Charles MolloyPNC InvestmentsTD Ameritrade, Inc.10-09-2018
Andrew Paul HerbertPNC InvestmentsPrincipal Securities, Inc.04-17-2018
Robert Thomas SmalanskasPNC InvestmentsWaddell & Reed02-01-2018
Gerard Elijah Del Mundo Fernando JrPNC InvestmentsMorgan Stanley09-11-2017
Jeffrey J. JordanoPNC InvestmentsMercer Allied Company, L.P.08-16-2017
Joshua Ryan LoaneyPNC InvestmentsEdward Jones08-04-2017
Robert DinardoPNC InvestmentsStifel, Nicolaus & Company, Incorporated07-14-2017
Anthony James CarusoPNC InvestmentsWesBanco Securities, Inc.02-01-2017
Renee Marie AxtonPNC InvestmentsMetLife Securities Inc.12-13-2016
Jonathan Ray HottlePNC InvestmentsNorthwestern Mutual Investment Services, LLC12-12-2016
Gary J. FrenchPNC InvestmentsMorgan Stanley11-21-2016
William Bryan TurpinPNC InvestmentsVanguard Marketing Corporation08-09-2016
Michael John Trpcic IIIPNC InvestmentsCitizens Securities, Inc.06-13-2016
Andrew Joseph SekulskiPNC InvestmentsVALIC Financial Advisors, Inc.03-21-2016
Kristen Anne EhringerPNC InvestmentsHefren-Tillotson, Inc.03-14-2016
Edwin Jose Torres Jr.PNC InvestmentsVALIC Financial Advisors, Inc.02-25-2016
Stephanie Lynn CondePNC InvestmentsInfinex Investments, Inc.02-24-2016
Howard S. EckstutPNC InvestmentsSantander Securities LLC12-17-2015
Joseph Michael GeronimoPNC InvestmentsWaddell & Reed10-06-2015
Sean Thomas FlahertyPNC InvestmentsWaddell & Reed10-01-2015
Jonathan George HaabPNC InvestmentsAXA Advisors, LLC09-24-2015
Johnpaul Paul BradleyPNC InvestmentsCitizens Securities, Inc.06-16-2015
Brent Christopher SampeyPNC InvestmentsNorthwestern Mutual Investment Services, LLC05-11-2015
Stephen Thomas HadadPNC InvestmentsEdward Jones03-09-2015
Next Page »

Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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