Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry ClarkPrivate Advisor Group, LLCLPL Financial LLC02-22-2018
Charles Richard KedraPrivate Advisor Group, LLCSecurian Financial Services, Inc.01-02-2018
Eric William DeanPrivate Advisor Group, LLCWoodbury Financial Services, Inc.01-11-2017
Erik Clifford LindholmPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.12-09-2016
Dana Lee JohnstonPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.09-09-2016
Ambler P SelwayPrivate Advisor Group, LLCMetLife Securities Inc.07-11-2016
Brian LynchPrivate Advisor Group, LLCMorgan Stanley05-03-2016
Albert Charles AngelosPrivate Advisor Group, LLCJanney Montgomery Scott LLC04-01-2016
Gerad Martin ThorellPrivate Advisor Group, LLCMetLife Securities Inc.12-17-2015
Michael BenkovicPrivate Advisor Group, LLCFSC Securities Corporation09-17-2015
William George DavidsonPrivate Advisor Group, LLCFSC Securities Corporation09-17-2015
Gary Michael CasciolaPrivate Advisor Group, LLCINVEST Financial Corporation06-08-2015
Sara Banes BotkinPrivate Advisor Group, LLCMorgan Stanley03-20-2015
Lester Haven BotkinPrivate Advisor Group, LLCMorgan Stanley03-20-2015
Marc Anthony CanovaliPrivate Advisor Group, LLCLPL Financial LLC02-02-2015
Mark Jacob GoldsteinPrivate Advisor Group, LLCMetLife Securities Inc.07-23-2014
Thomas Alan MastersPrivate Advisor Group, LLCLPL Financial LLC03-13-2014
William Patrick ToueyPrivate Advisor Group, LLCEquity Services, Inc.10-30-2013
Walter Joseph Watson Jr.Private Advisor Group, LLCRaymond James Financial Services, Inc.09-18-2013
Robert T Clements Jr.Private Advisor Group, LLCNew England Securities08-27-2013
Peter William GrassiPrivate Advisor Group, LLCNew England Securities08-26-2013
Alan Matthew FertelPrivate Advisor Group, LLCWells Fargo Clearing Services, LLC08-22-2013
Richard B. ShusterPrivate Advisor Group, LLCVoya Financial Advisors, Inc.05-14-2013
Steven Eugene PoffPrivate Advisor Group, LLCVoya Financial Advisors, Inc.05-14-2013
Christopher George GroeberPrivate Advisor Group, LLCAmeriprise Financial Services, Inc.02-08-2013
Next Page »

Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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