Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dante Ray Plutko Jr.Pruco Securities, LLC.Farmers Financial Solutions, LLC03-26-2020
Kimberly Ann PenninePruco Securities, LLC.NYLIFE Securities LLC03-25-2020
Stacey CohenPruco Securities, LLC.Ameriprise Financial Services, LLC03-04-2020
Nathan Bradley KappPruco Securities, LLC.Thrivent Investment Management Inc.12-17-2019
Andrew Justin HessPruco Securities, LLC.Ameriprise Financial Services, LLC12-13-2019
Steven Greg TrojanovPruco Securities, LLC.Allstate Financial Services, LLC12-10-2019
John David ObrienPruco Securities, LLC.RELATE PERSONAL FINANCE12-04-2019
Mark Richard GrahamPruco Securities, LLC.Thrivent Investment Management Inc.11-26-2019
Peter Matthew HoffmanPruco Securities, LLC.NYLIFE Securities LLC09-24-2019
Ellis Jay WeissPruco Securities, LLC.Allstate Financial Services, LLC$2509-04-2019
Michael John Grembi Jr.Pruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Stephen Christopher BrodeurPruco Securities, LLC.Vanguard Marketing Corporation08-13-2019
Jeffrey Craig ZinniPruco Securities, LLC.W&S Brokerage Services, Inc.06-26-2019
Brian C. LeePruco Securities, LLC.AXA Advisors, LLC06-24-2019
Gregory T. YodisPruco Securities, LLC.Hornor, Townsend & Kent, LLC04-26-2019
Kathryne R. DavisonPruco Securities, LLC.Thrivent Investment Management Inc.03-28-2019
George Guildford WebberPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-25-2019
Albert AbramovicPruco Securities, LLC.Mid Atlantic Capital Corporation03-15-2019
Ryan Dale GraybillPruco Securities, LLC.Pruco Securities, LLC.03-01-2019
Robert J ForgravePruco Securities, LLC.Edward Jones02-28-2019
Mark Chrstopher ZonnoPruco Securities, LLC.PNC Investments$15002-11-2019
Robert David LarkinPruco Securities, LLC.W&S Brokerage Services, Inc.10-31-2018
Shawn M LatshawPruco Securities, LLC.W&S Brokerage Services, Inc.10-30-2018
Martin M. KobsikPruco Securities, LLC.W&S Brokerage Services, Inc.10-23-2018
Michelle Ann LockePruco Securities, LLC.AXA Advisors, LLC10-16-2018
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Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.