Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheldon Mark BrubakerPruco Securities, LLC.Securities America, Inc.$5006-14-2010
Robert D. MonkelisPruco Securities, LLC.Ameriprise Financial Services, Inc.06-21-2010
Richard R. LuchiniPruco Securities, LLC.LPL Financial LLC11-07-2011
Christopher Thomas BatastiniPruco Securities, LLC.AXA Advisors, LLC11-22-2013
Mary Ann E. HerrmannPruco Securities, LLC.AXA Advisors, LLC12-17-2013
Patrick James RosenellaPruco Securities, LLC.Cetera Advisor Networks LLC04-24-2014
Mark Alan WattsPruco Securities, LLC.NYLIFE Securities LLC10-08-2014
Chris Michael ZurichPruco Securities, LLC.Park Avenue Securities LLC01-15-2015
Scott Robert LongPruco Securities, LLC.Edward Jones03-30-2015
Philip Keith McCallPruco Securities, LLC.NYLIFE Securities LLC07-27-2015
Craig Timothy CharltonPruco Securities, LLC.Waddell & Reed08-25-2015
Nathan Donald ObringerPruco Securities, LLC.State Farm VP Management Corp.01-11-2016
Pene Sue ShoemakerPruco Securities, LLC.PFS Investments Inc.02-01-2016
David Michael SchneiderPruco Securities, LLC.NYLIFE Securities LLC11-09-2016
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Christopher William LynchPruco Securities, LLC.LPL Financial LLC04-10-2017
Eric Steven PickerPruco Securities, LLC.Oppenheimer & Co. Inc.08-01-2017
Randy C. ZimmermanPruco Securities, LLC.MML Investors Services, LLC09-08-2017
Alan Robert CohenPruco Securities, LLC.Nationwide Securities, LLC09-18-2017
Thomas Norman TornowPruco Securities, LLC.MML Investors Services, LLC11-07-2017
Patrick F. McGroganPruco Securities, LLC.MML Investors Services, LLC11-28-2017
Michael Sherwin GoldmanPruco Securities, LLC.MML Investors Services, LLC03-30-2018
Francis Frederick DziennikPruco Securities, LLC.LPL Financial LLC05-23-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$2407-03-2018
Edward Lee Kelley Jr.Pruco Securities, LLC.Lincoln Financial Advisors Corporation$1009-14-2018
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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