Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmiel Eliezer BaumPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00006-12-2020
David DeckerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
David Graham Decker JrPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Paul H FrancisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Ralph John FetrowPurshe Kaplan Sterling InvestmentsKovack Securities Inc.$5007-30-2019
William John MillerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-30-2019
Michael Henley Steve Macano Tracy B McGuirePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Craig Aaron SlaubaughPurshe Kaplan Sterling InvestmentsKey Investment Services LLC07-11-2018
Howard Roger Miller JrPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
April Marie CollinsPurshe Kaplan Sterling InvestmentsAvantax Investment Services, Inc.11-15-2017
William Barrett MullinPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10009-12-2017
Trudy Ann FearonPurshe Kaplan Sterling InvestmentsLombard Securities Incorporated11-08-2016
Donna L KlinePurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-16-2015
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
William James ParkerPurshe Kaplan Sterling InvestmentsNational Planning Corporation$15011-14-2014
Nicholas J FilanoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-07-2014
Robert Andrew CarrollPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Shane Michael SweigartPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Edward Thomas OBrienPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Andrew William PhelanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Ryan BlahuschPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael A ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kiran Mirza BegPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Sean Patrick MorrisseyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christopher Joseph ColasurdoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.