Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony ScavulloPurshe Kaplan Sterling InvestmentsSummit Financial Group Inc03-15-2019
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsBank of America Merrill Lynch07-27-2018
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
April Marie CollinsPurshe Kaplan Sterling InvestmentsHD Vest Investment Services11-15-2017
John David TumoloPurshe Kaplan Sterling InvestmentsLPL Financial LLC$110-17-2017
Patrick James HutchinsonPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10010-17-2017
Kim Lee Kenawell-HoffeckerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$107-28-2017
Tracy Aaron ZulloPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC05-19-2017
Ronald George Naugle Jr.Purshe Kaplan Sterling InvestmentsMetLife Securities Inc.12-22-2016
Trudy Ann FearonPurshe Kaplan Sterling InvestmentsLombard Securities Incorporated$2511-08-2016
Charles Matthew AndersonPurshe Kaplan Sterling InvestmentsMorgan Stanley08-29-2016
Anthony Bernardo Bernardo Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley06-06-2016
Nicholas Anthony BernardoPurshe Kaplan Sterling InvestmentsMorgan Stanley06-03-2016
Eric William LoughnanePurshe Kaplan Sterling InvestmentsEdward Jones03-18-2016
Renee Jeanette MoroPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC01-14-2016
Donna Leeann KlinePurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC09-16-2015
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Brian Ross MichaelsPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Bryan Joseph CooneyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christopher Joseph ColasurdoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$110-03-2014
Jason William ThompsonPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kiran Mirza-Beg SweigartPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Lauren Rainey DoolanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael A ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Patrick James ChirchirilloPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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