Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Foster CabotPurshe Kaplan Sterling InvestmentsMorgan Stanley$10010-01-2009
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Anthony John Bernardo Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$1006-06-2016
April Marie CollinsPurshe Kaplan Sterling InvestmentsAvantax Investment Services, Inc.11-15-2017
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Brad Lee James GriswoldPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5009-30-2011
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Bruce Thomas BrollePurshe Kaplan Sterling InvestmentsMorgan Stanley$5011-23-2016
Cara M. CannonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-08-2013
Charles Matthew AndersonPurshe Kaplan Sterling InvestmentsMorgan Stanley08-29-2016
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
David Graham Decker Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Edgar W. Lambert IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley10-01-2009
Francis Gaughan PostPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.03-02-2009
Francis James HoeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.01-19-2010
Gerald Dennis FaheyPurshe Kaplan Sterling InvestmentsNew England Securities$1007-29-2013
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
Irene F. BuettnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
James Stuart RichterPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC01-30-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Kevin Michael BannonPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Lawrence John DefluriPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC10-27-2015
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.