Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul WymanRBC Capital Markets, LLCRBC Capital Markets, LLC$10003-23-2020
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Michael Charles MarinoRBC Capital Markets, LLCTIAA-CREF Individual & Institutional Services, LLC11-07-2019
William Andrew GallagherRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-02-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Thomas Anthony KeiserRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Jonathon Steven ForcheskieRBC Capital Markets, LLCVanguard Marketing Corporation08-27-2018
James Jay SenderlingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-05-2018
John Paul Robbie IIIRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$23407-05-2018
Paul Eric KarcherRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00006-28-2018
Jordan Kailipani'O BastienRBC Capital Markets, LLCWorthFM06-12-2018
Ambria Mckenzie SmithRBC Capital Markets, LLCPFM Fund Distributors, Inc.05-10-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-13-2018
Leo James McManus IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10012-14-2017
Joseph Francis Gill Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-14-2017
Mark Floyd SantiaRBC Capital Markets, LLCUBS Financial Services Inc.$5011-30-2017
Edmund David FosterRBC Capital Markets, LLCUBS Financial Services Inc.$1011-30-2017
Daniel James ShermanRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Steven James MangineRBC Capital Markets, LLCAndrew Garrett Inc.$5009-08-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.