Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Santia Edmund FosterRBC Capital Markets, LLCUBS Financial Services Inc.$36611-30-2017
Dan ShermanRBC Capital Markets, LLCMorgan Stanley$18011-02-2017
Bruce Georgi Gerald BarkleyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$20508-30-2017
Janet F Kirk Anne Hassenfeldt Nancy Sutton Mary Beth WishartRBC Capital Markets, LLCMorgan Stanley$24210-30-2015
Kurt KharoufRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11705-29-2015
Brian Friday Richard Bondi Jr Eric GregoryRBC Capital Markets, LLCMorgan Stanley$25804-16-2015
Deborah Sullivan Christine SaittaRBC Capital Markets, LLCMorgan Stanley$21310-09-2014
James P LeslieRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$14001-29-2014
Russel Sherred Pamela Pasterick Ken Kuska Kathleen Corrales Matthew LawrenceRBC Capital Markets, LLCMorgan Stanley$38002-28-2013
Scott Sides Josh Smeltzer Brock Hively Thomas McCracken Denise PotterRBC Capital Markets, LLCMorgan Stanley$33004-19-2012
Scott Karkenny Alex Karkenny Teresa VeroneRBC Capital Markets, LLCMorgan Stanley$16503-29-2012
Marc Anthony DesantisRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2020
James Joseph ErnstRBC Capital Markets, LLCJanney Montgomery Scott LLC$10006-10-2020
David Charles RankinRBC Capital Markets, LLCJanney Montgomery Scott LLC06-10-2020
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
William A GallagherRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-02-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.$15009-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.$10009-13-2019
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.$2509-13-2019
Thomas Anthony KeiserRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
James J SenderlingRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2018
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.