Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Ryan GraterRBC Capital Markets, LLCVanguard Marketing Corporation11-07-2019
Michael Charles MarinoRBC Capital Markets, LLCTIAA-CREF Individual & Institutional Services, LLC11-07-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Jonathon Steven ForcheskieRBC Capital Markets, LLCVanguard Marketing Corporation08-27-2018
Jordan Kailipani'O BastienRBC Capital Markets, LLCWorthFM06-12-2018
Ambria Mckenzie SmithRBC Capital Markets, LLCPFM Fund Distributors, Inc.05-10-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-13-2018
Joseph Francis Gill Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-14-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
Henri TaylorRBC Capital Markets, LLCCowen Execution Services LLC07-06-2017
Michael Jeffrey DukovichRBC Capital Markets, LLCRaymond James Financial Services, Inc.06-19-2017
Christopher Gerald ClacksonRBC Capital Markets, LLCMorgan Stanley04-18-2017
Matthew James QuigleyRBC Capital Markets, LLCRaymond James & Associates, Inc.01-24-2017
David Jon GalardiniRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2016
James Joseph DotzmanRBC Capital Markets, LLCOppenheimer & Co. Inc.06-23-2016
Kurt John KharoufRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Robert James Corbett DunbarRBC Capital Markets, LLCMorgan Stanley04-30-2014
Edward Howard Goodwin Jr.RBC Capital Markets, LLCRobert W. Baird & Co. Incorporated11-18-2013
Frank Bryan EmmerlingRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
William Richard Winkeler Jr.RBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
William James Hoelzel IVRBC Capital Markets, LLCMutual of Omaha Investor Services, Inc.11-06-2013
Pamela Ann PasterickRBC Capital Markets, LLCMorgan Stanley02-13-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.