Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jordan Kailipani'O BastienRBC Capital Markets, LLCWorthFM06-12-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, Inc.04-13-2018
Leo James McManus IIIRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-14-2017
Joseph Francis Gill Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-14-2017
Gerald Lee BarkleyRBC Capital Markets, LLCJanney Montgomery Scott LLC08-30-2017
Henri TaylorRBC Capital Markets, LLCCowen Execution Services LLC07-06-2017
Michael Jeffrey DukovichRBC Capital Markets, LLCRaymond James Financial Services, Inc.06-19-2017
Matthew James QuigleyRBC Capital Markets, LLCRaymond James & Associates, Inc.01-24-2017
David Jon GalardiniRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2016
James Joseph DotzmanRBC Capital Markets, LLCOppenheimer & Co. Inc.06-23-2016
Kurt John KharoufRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2015
Andrew Paul HoffnerRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated12-10-2014
James Joseph Cannon IIIRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated12-10-2014
Robert James Corbett DunbarRBC Capital Markets, LLCMorgan Stanley04-30-2014
Frank B. Emmerling, Leslie Anne Craven, Frank B. EmmerlingRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
Kathryn Edith MacdonaldRBC Capital Markets, LLCMorgan Stanley08-24-2012
Denise Renee PotterRBC Capital Markets, LLCMorgan Stanley04-19-2012
Louis Anthony VaraneseRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Eric James StephenRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Christopher John PuscianRBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
James Patterson Sterrett Jr.RBC Capital Markets, LLCJ. B. Hanauer & Co.10-09-2009
Michael Joseph NagleRBC Capital Markets, LLCUBS Financial Services Inc.09-03-2009
Eric Donald PetersonRBC Capital Markets, LLCCitigroup Global Markets Inc.05-28-2009
Ralph David EastwickRBC Capital Markets, LLCCitigroup Global Markets Inc.03-26-2009
Michael Richard LintelmanRBC Capital Markets, LLCFerris, Baker Watts, LLC03-13-2009
Next Page »

Showing 1 to 25 of 67 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.