Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Michael CostaRBC Capital Markets, LLCUBS Financial Services Inc.09-13-2019
Mark F SantiaRBC Capital Markets, LLCUBS Financial Services Inc.11-30-2017
Frank B EmmerlingRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
Leslie Anne CravenRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
Frank Bryan Emmerling JrRBC Capital Markets, LLCUBS Financial Services Inc.11-08-2013
Michael Joseph NagleRBC Capital Markets, LLCUBS Financial Services Inc.09-03-2009
Aaron Paul KingstonRBC Capital Markets, LLCUBS Financial Services Inc.$2509-13-2019
William Alan EvanchoRBC Capital Markets, LLCUBS Financial Services Inc.$10009-13-2019
Jeffrey P SchmittRBC Capital Markets, LLCUBS Financial Services Inc.$15009-13-2019
Thomas Anthony KeiserRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2019
Edmund David FosterRBC Capital Markets, LLCUBS Financial Services Inc.$15011-30-2017
Thomas Richard ByrnesRBC Capital Markets, LLCUBS Financial Services Inc.$15004-24-2014
Mark Santia Edmund FosterRBC Capital Markets, LLCUBS Financial Services Inc.$36611-30-2017

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.