Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Rustin SeyleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-07-2019
Timothy Francis HickeyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2019
Bradly James SunandayRaymond James & Associates, Inc.Morgan Stanley$15011-02-2017
Paul Robert SablichRaymond James & Associates, Inc.Oppenheimer & Co. Inc.10-20-2017
Eric Patrick GeedeyRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.09-20-2017
Richard GrobmanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.04-28-2017
Brian Christopher PickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$103-03-2017
Craig R FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Michael David BridghamRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2017
Terri Ann FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Thomas Joseph SullivanRaymond James & Associates, Inc.Foreside Fund Services, LLC$1,00003-30-2016
Alexander Samuel FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
David Stern Loeb Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Edward Fernberger Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-19-2016
Russell WermeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2016
Timothy James BreslinRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5012-15-2015
Gregory Robert CastenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-30-2015
Christopher WeidlerRaymond James & Associates, Inc.Morgan Stanley$109-18-2015
Debra Ann DragichRaymond James & Associates, Inc.Morgan Stanley$5003-13-2015
Toni Lee OndekRaymond James & Associates, Inc.Morgan Stanley$15003-13-2015
Joel Phillip FeldmanRaymond James & Associates, Inc.UBS Financial Services Inc.01-08-2015
Gennaro Anthony MarsicoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2014
Joseph D ThompsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-17-2014
Mark D O'LearyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-17-2014
Robert Mason LewisRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2014
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.