Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen H. GitterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00008-27-2020
Efstathios George KanteliotisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-27-2020
Efstathios George KanteliotisRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1508-27-2020
Stephen H GitterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-27-2020
Frank BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-26-2020
Frank BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-26-2020
Michael John GambolRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Michael John GambolRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Frederick DanielsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Emily B. FernbergerRaymond James & Associates, Inc.Citizens Securities, Inc.$2508-06-2020
Frederick Warren Wagner Jr.Raymond James & Associates, Inc.Morgan Stanley$5002-11-2020
Peter T HensonRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.01-07-2020
Sean Fillmore DemingRaymond James & Associates, Inc.Charles Schwab & Co., Inc.01-03-2020
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Randel Guerra MorrisRaymond James & Associates, Inc.J.J.B. HILLIARD, W.L. LYONS, LLC07-15-2019
Louise Agnes ClausoRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Matthew T PruittRaymond James & Associates, Inc.Morgan Stanley$5006-11-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Matthew John FisherRaymond James & Associates, Inc.Morgan Stanley$10006-11-2019
William Rustin SeyleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-03-2019
Timothy Francis HickeyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-03-2019
Christina Marie GaulRaymond James & Associates, Inc.AXA Advisors, LLC12-13-2017
Bradly James SunandayRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Joshua SunandayRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Paul Robert SablichRaymond James & Associates, Inc.Oppenheimer & Co. Inc.10-20-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.