Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James BreslinRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5012-15-2015
Terrence Victor FantRaymond James & Associates, Inc.Boenning & Scattergood, Inc.$5003-18-2011
Margaret Ellen EmersonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-08-2009
Albert Charles Boris IIIRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
Douglas SimonRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
Francis Bartlett LaneRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20609-06-2016
Mark O'NeillRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Albert John GreggRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Robert Paul KenneyRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Roger Bruce SyracuseRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$1009-06-2016
Eileen Mary CameronRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Jeffrey Thorne SloanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Andrew George KaplanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Ryan O'NeillRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Jeffrey I FishmanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Thomas Joseph SullivanRaymond James & Associates, Inc.Foreside Fund Services, LLC03-30-2016
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Larry Robert McLeanRaymond James & Associates, Inc.Janney Montgomery Scott LLC$5008-23-2019
Eric GeedeyRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.09-20-2017
Terri Ann FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10003-03-2017
Michael David BridghamRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-03-2017
Brian Christopher PickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Craig R. FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
James Moyer FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$8602-19-2016
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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