Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas P ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-27-2009
John Thomas McCafferyRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-27-2009
John Tyler SangstonRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Douglas Stuart ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Amir ShahpariRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Margaret Ellen EmersonRaymond James & Associates, Inc.Citigroup Global Markets Inc.$50005-08-2009
William AlsbergRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-21-2009
Robert Michael Di FalcoRaymond James & Associates, Inc.UBS Financial Services Inc.$50009-25-2009
Geoffrey Anthony KrampeRaymond James & Associates, Inc.E*TRADE Securities LLC$25010-16-2009
Hilary Seabrook BlustRaymond James & Associates, Inc.Morgan Stanley$10010-01-2010
Sheila W. SeusRaymond James & Associates, Inc.Morgan Stanley$20010-01-2010
Matthew James QuigleyRaymond James & Associates, Inc.Janney Montgomery Scott LLC$50011-11-2010
Terrence Victor FantRaymond James & Associates, Inc.Boenning & Scattergood, Inc.$50003-18-2011
Rebecca Citrenbaum PerkinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15006-07-2011
Thomas A SeilerRaymond James & Associates, Inc.Morgan Stanley$10007-13-2011
Patrick Michael SeilerRaymond James & Associates, Inc.Morgan Stanley$15007-15-2011
Ryan Todd WayneRaymond James & Associates, Inc.Morgan Stanley07-15-2011
Michael John ConnellyRaymond James & Associates, Inc.RBC Capital Markets, LLC$50004-13-2012
Michael Patrick MccallRaymond James & Associates, Inc.RBC Capital Markets, LLC04-13-2012
Philip Thomas MaurerRaymond James & Associates, Inc.Morgan Stanley$50011-22-2012
Barbara Ann MaurerRaymond James & Associates, Inc.Morgan Stanley$10011-23-2012
David Michael KushnerRaymond James & Associates, Inc.Morgan Stanley11-23-2012
Brandon Thomas KnoxRaymond James & Associates, Inc.Morgan Stanley$25012-14-2012
Ryan Carl JohnsonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-26-2013
Michael Barry SolomonRaymond James & Associates, Inc.MetLife Securities Inc.$10001-02-2014
Next Page »

Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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