A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Samuel FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Amir ShahpariRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Ann Marie BenderRaymond James & Associates, Inc.UBS Financial Services Inc.01-08-2015
Barbara Ann MaurerRaymond James & Associates, Inc.Morgan Stanley$1011-23-2012
Bradly James SunandayRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Brandon Thomas KnoxRaymond James & Associates, Inc.Morgan Stanley$2512-14-2012
Brian Christopher PickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Christina Marie GaulRaymond James & Associates, Inc.AXA Advisors, LLC12-13-2017
Christine L DiemidioRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2016
Christopher WeidlerRaymond James & Associates, Inc.Morgan Stanley09-18-2015
Craig R. FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
David Michael KushnerRaymond James & Associates, Inc.Morgan Stanley11-23-2012
David Stern Loeb Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Debra Ann DragichRaymond James & Associates, Inc.Morgan Stanley$10003-13-2015
Douglas P ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$10002-27-2009
Douglas Stuart ClarkRaymond James & Associates, Inc.Morgan Stanley & Co. LLC$15002-27-2009
Edward Fernberger Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-19-2016
Eric GeedeyRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.09-20-2017
Frederick Warren Wagner Jr.Raymond James & Associates, Inc.Morgan Stanley$5002-11-2020
Gennaro Anthony MarsicoRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2014
Geoffrey Anthony KrampeRaymond James & Associates, Inc.E*TRADE Securities LLC$2510-16-2009
George William KruthRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-17-2014
Gregory Robert CastenRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-30-2015
Hilary Seabrook BlustRaymond James & Associates, Inc.Morgan Stanley$10010-01-2010
Next Page »

Showing 1 to 25 of 69 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.