Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randel MorrisRaymond James & Associates, Inc.Hilliard Lyons07-15-2019
Geoffrey Alan JapchenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-24-2020
Frank BrodskyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Michael John GambolRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Frederick DanielsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC08-25-2020
Francis Xavier BlustRaymond James & Associates, Inc.Vanguard Marketing Corporation03-02-2020
Peter T HensonRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.01-07-2020
Sean Fillmore DemingRaymond James & Associates, Inc.Charles Schwab & Co., Inc.01-03-2020
Randel Guerra MorrisRaymond James & Associates, Inc.J.J.B. HILLIARD, W.L. LYONS, LLC07-15-2019
Joseph N BellRaymond James & Associates, Inc.Citi Private Advisory, LLC06-18-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Joshua SunandayRaymond James & Associates, Inc.Morgan Stanley11-02-2017
Eric Patrick GeedeyRaymond James & Associates, Inc.Lincoln Financial Distributors, Inc.09-20-2017
Richard GrobmanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.04-28-2017
Michael David BridghamRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Brian Christopher PickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Craig R FoughtRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-03-2017
Edward Fernberger JrRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Alexander S FernbergerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-19-2016
Russell WermeRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2016
Timothy James BreslinRaymond James & Associates, Inc.Ameriprise Financial Services, LLC12-15-2015
Christopher WeidlerRaymond James & Associates, Inc.Morgan Stanley09-18-2015
Kirk A MessettRaymond James & Associates, Inc.PNC Investments01-09-2015
Ann Marie BenderRaymond James & Associates, Inc.UBS Financial Services Inc.01-08-2015
George William KruthRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.