Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Anthony RosiniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-05-2020
Jeffrey Eric LazarusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-05-2020
Edward Michael ClewellRaymond James Financial Services, Inc.Girard Investment Services, LLC$5003-02-2020
Devon Goggin RobinsonRaymond James Financial Services, Inc.Citizens Securities, Inc.$5002-24-2020
Robert Lewis Wetherhold IVRaymond James Financial Services, Inc.Equitable Advisors, LLC01-31-2020
James Andrew IsolaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-24-2020
Michael Joseph KrupaRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-09-2020
Tricia Jean Tompkins-MortonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-20-2019
Rhonda Jean MaloneyRaymond James Financial Services, Inc.John Hancock Distributors LLC09-09-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Kathryn D BogleRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Roy Philip MichaelsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-23-2019
Toby Joseph KrouseRaymond James Financial Services, Inc.Edward Jones06-20-2019
Loren Paul FiffikRaymond James Financial Services, Inc.PNC Investments04-25-2019
Nathan Ryan GarciaRaymond James Financial Services, Inc.PNC Investments$15003-07-2019
Gary John HoenigRaymond James Financial Services, Inc.Kestra Investment Services, LLC02-15-2019
Scott Alan BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-12-2018
Scott Matthew BrantingsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-12-2018
Kate K HersheyRaymond James Financial Services, Inc.PNC Investments07-09-2018
Robert M DepalmaRaymond James Financial Services, Inc.Patrick Capital Markets, LLC06-20-2018
Tyler Richard BeckRaymond James Financial Services, Inc.Ameritas Investment Company, LLC05-31-2018
Ryan Allen MillerRaymond James Financial Services, Inc.Edward Jones$704-02-2018
Matthew Ross ShackRaymond James Financial Services, Inc.Voya Financial Advisors, Inc.03-22-2018
John Ashby DanielsRaymond James Financial Services, Inc.First Command Brokerage Services, Inc.$15003-05-2018
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.