Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew George WatsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-13-2009
Douglas Allan Mac CormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Herbert William Nix Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-19-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-23-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
John Eli FrickRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Paul Douglas CohnRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-17-2009
James Howley Sweeney Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$103-27-2009
Alan Wayne HackneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Francis David BrolleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-05-2009
Eric Jason McmahonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-15-2009
Leo Joseph NogaRaymond James Financial Services, Inc.Pruco Securities, LLC.05-15-2009
Mark Anthony PalmerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Roy Philip MichaelsonRaymond James Financial Services, Inc.Morgan Stanley06-19-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley$10006-25-2009
William Henry Schlitzer Jr.Raymond James Financial Services, Inc.Morgan Stanley07-22-2009
Walter Joseph Watson Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-17-2009
Thomas William WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2508-28-2009
Gary L Shumate Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-29-2009
Reed Michael O'BrienRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-02-2009
Stephen Michael GishRaymond James Financial Services, Inc.PNC Investments11-11-2009
Douglas Emerson SmithRaymond James Financial Services, Inc.Morgan Stanley$2512-03-2009
Vishal GaurRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC12-11-2009
Michael David EardleyRaymond James Financial Services, Inc.CFD Investments, Inc.01-06-2010
Next Page »

Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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