Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Herbert William Nix JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-19-2009
Douglas Allan MacCormackRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2009
Patrice Storms HoenningerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5002-23-2009
Joseph John PetrusoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-27-2009
James Howley Sweeney JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-27-2009
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Eric Jason McMahonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-15-2009
Mark Anthony PalmerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley06-25-2009
Thomas Venute ChristopherRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-17-2009
Thomas Paul LutzRaymond James Financial Services, Inc.Morgan Stanley07-22-2009
Darren James MarchRaymond James Financial Services, Inc.LPL Financial LLC$15008-07-2009
Robert John Stoudt IIRaymond James Financial Services, Inc.Morgan Stanley$15008-07-2009
Thomas William WardRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-28-2009
Douglas Emerson SmithRaymond James Financial Services, Inc.Morgan Stanley$2512-03-2009
Michael A SavageRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-19-2010
Frederick Hargnett Thomas IIIRaymond James Financial Services, Inc.Morgan Stanley$15002-25-2010
John Edward FramptonRaymond James Financial Services, Inc.UBS Financial Services Inc.$5002-26-2010
Lawrence Thomas GiannoneRaymond James Financial Services, Inc.Morgan Stanley03-18-2010
Michael Joseph ChellRaymond James Financial Services, Inc.Sterne, Agee & Leach, Inc.$2508-12-2010
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-05-2010
Matthew Michael RistveyRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Lewis Anthony Rosa IIIRaymond James Financial Services, Inc.LPL Financial LLC02-04-2011
Steven Gregory BlouseRaymond James Financial Services, Inc.Morgan Stanley$2503-11-2011
Patrick Joseph Lynch IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.03-14-2011
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.