Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Wayne HackneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Alex K SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23011-20-2013
Alexander Foster CabotRaymond James Financial Services, Inc.Purshe Kaplan Sterling Investments$10011-09-2012
Amy Jo MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Ann Marie DuaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Anthony Scott StenclerRaymond James Financial Services, Inc.LPL Financial LLC$2505-13-2016
Antoinette Marie ChakifRaymond James Financial Services, Inc.PNC Investments04-10-2012
Benjamin Donald WaltersRaymond James Financial Services, Inc.Cetera Advisor Networks LLC08-26-2011
Benjamin Todd AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$105-03-2018
Beverly Jean GuslerRaymond James Financial Services, Inc.Edward Jones$104-26-2010
Bradford Davis Alliger Sr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5010-05-2016
Brent Christian SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2207-24-2015
Brian Andrew HillRaymond James Financial Services, Inc.LPL Financial LLC12-07-2012
Brian Godfrey TaylorRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Brian J FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Brian Michael SweeneyRaymond James Financial Services, Inc.PNC Investments02-24-2014
Brian Patrick GiffinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2013
Carol Lynn IannessaRaymond James Financial Services, Inc.Commonwealth Financial Network$10003-01-2017
Catherine Ann CourtneyRaymond James Financial Services, Inc.Citizens Securities, Inc.02-10-2016
Cathleen Louise BeatriceRaymond James Financial Services, Inc.The Huntington Investment Company05-28-2015
Charles KoliasRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$11105-26-2016
Charles Samuel Hanna Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.$106-29-2015
Christopher Andrea MerloRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10005-29-2014
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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