Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex K SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23011-20-2013
Alexander Foster CabotRaymond James Financial Services, Inc.Live Your Vision, Llc$10011-09-2012
Amy J MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Bradford Davis Alliger SrRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5010-05-2016
Brent C SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2207-24-2015
Brian Patrick GiffinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2013
Carol Lynn IannessaRaymond James Financial Services, Inc.Commonwealth Financial Network$10003-01-2017
Charles KoliasRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$11105-26-2016
Charles Samuel Hanna JrRaymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.06-29-2015
Christopher Andrea MerloRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-29-2014
Christopher Edward CraytonRaymond James Financial Services, Inc.Commonwealth Financial Network03-01-2017
Christopher John TarquinioRaymond James Financial Services, Inc.Commonwealth Financial Network$5003-01-2017
Christopher R McMunigleRaymond James Financial Services, Inc.Equitable Advisors, LLC11-04-2014
Christopher Reed NataliRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Danielle Hope FlickingerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-01-2017
Darin Michael KossRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-10-2015
Darren James MarchRaymond James Financial Services, Inc.LPL Financial LLC$15008-07-2009
David Fowler JenkinsRaymond James Financial Services, Inc.LPL Financial LLC$5005-13-2016
David Jason GarberRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5001-16-2018
David Louis AstryRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC11-05-2010
David OxleyRaymond James Financial Services, Inc.Citizens Securities, Inc.10-13-2016
Dean Anthony RosiniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00008-05-2020
Devon Goggin RobinsonRaymond James Financial Services, Inc.Citizens Securities, Inc.$5002-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.