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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Wayne HackneyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2504-09-2009
Alex K. SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-20-2013
Alexander Foster CabotRaymond James Financial Services, Inc.Live Your Vision, Llc$10011-09-2012
Amy J. MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Andrew JenkinsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Ann Elizabeth McCloskeyRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.02-19-2020
Ann Marie DuaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Antoinette Marie ChakifRaymond James Financial Services, Inc.PNC Investments04-10-2012
Benjamin Donald WaltersRaymond James Financial Services, Inc.Cetera Advisor Networks LLC08-26-2011
Benjamin Todd AlexanderRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC05-03-2018
Beverly Jean GuslerRaymond James Financial Services, Inc.Edward Jones04-26-2010
Bradford Davis Alliger Sr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10010-05-2016
Brent C. SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-24-2015
Brian Andrew HillRaymond James Financial Services, Inc.LPL Financial LLC12-07-2012
Brian Godfrey TaylorRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Brian J. FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Brian M. SweeneyRaymond James Financial Services, Inc.PNC Investments02-24-2014
Brian Patrick GiffinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-06-2013
Carol Lynn IannessaRaymond James Financial Services, Inc.Commonwealth Financial Network03-01-2017
Cathleen Louise BeatriceRaymond James Financial Services, Inc.The Huntington Investment Company05-28-2015
Charles KoliasRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2505-26-2016
Charles Samuel Hanna Jr.Raymond James Financial Services, Inc.M&T Securities, Inc.08-28-2017
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.06-29-2015
Christopher Andrea MerloRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10005-29-2014
Christopher Edward CraytonRaymond James Financial Services, Inc.Commonwealth Financial Network03-01-2017
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Showing 1 to 25 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.