Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade G WilliamsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-01-2017
Elizabeth MadonnaRaymond James Financial Services, Inc.Hornor, Townsend & Kent, LLC11-14-2016
David OxleyRaymond James Financial Services, Inc.Citizens Securities, Inc.10-13-2016
Bradford Davis Alliger Sr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10010-05-2016
Michael Sean McCormickRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2016
Joseph John EspositoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-05-2016
Michael Stuart SheehyRaymond James Financial Services, Inc.LPL Financial LLC$9405-13-2016
Paul Harrison Krumenacker Sr.Raymond James Financial Services, Inc.LPL Financial LLC05-13-2016
Jeffrey Michael Goyette Sr.Raymond James Financial Services, Inc.LPL Financial LLC$10004-15-2016
Jeanna Loydell MontesRaymond James Financial Services, Inc.LPL Financial LLC$5004-15-2016
Jeffrey Michael GoyetteRaymond James Financial Services, Inc.LPL Financial LLC04-15-2016
Neil Patrick RongausRaymond James Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC$15004-01-2016
James Robert GrenoRaymond James Financial Services, Inc.LPL Financial LLC$1001-19-2016
Darin Michael KossRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10011-10-2015
Jared Furman KohlRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-10-2015
James Jay Thomas Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-10-2015
Harold George Wenger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-09-2015
Ann Marie DuaneRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-09-2015
Neil Howard PettesRaymond James Financial Services, Inc.LPL Financial LLC$10008-10-2015
Martin Joseph MancusoRaymond James Financial Services, Inc.LPL Financial LLC08-10-2015
Matthew William WileyRaymond James Financial Services, Inc.LPL Financial LLC08-10-2015
Peter LoncarRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-24-2015
Brent C. SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-24-2015
Mary Ellen ThomsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-29-2015
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.06-29-2015
« Previous PageNext Page »

Showing 26 to 50 of 106 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.