Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew William WileyRaymond James Financial Services, Inc.LPL Financial LLC08-10-2015
Peter LoncarRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10007-24-2015
Brent C. SteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-24-2015
Mary Ellen ThomsonRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-29-2015
Christina Marie GreakRaymond James Financial Services, Inc.M&T Securities, Inc.06-29-2015
Cathleen Louise BeatriceRaymond James Financial Services, Inc.The Huntington Investment Company05-28-2015
Jason Robert MathisRaymond James Financial Services, Inc.Edward Jones$1005-20-2015
Gregory Joseph WeimerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-24-2015
Kurt Edward KimmichRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15004-24-2015
James Austin WildingRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-24-2015
Jonathan Harper JordanRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-24-2015
Randall Jack HolcombeRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC04-24-2015
Michael Robert HandshewRaymond James Financial Services, Inc.Morgan Stanley04-10-2015
Lorna Sue GessnerRaymond James Financial Services, Inc.M&T Securities, Inc.01-12-2015
Robert Saul ShassolRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10001-02-2015
Amy J. MartinRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-15-2014
Winnie Jerome RajakumarRaymond James Financial Services, Inc.PNC Investments$1012-01-2014
Christopher R. McMunigleRaymond James Financial Services, Inc.AXA Advisors, LLC11-04-2014
Raymond Joseph FerryRaymond James Financial Services, Inc.Pacer Financial, Inc.08-01-2014
Michael Robert GeorgeRaymond James Financial Services, Inc.M&T Securities, Inc.07-31-2014
Brian J. FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Michael Anthony CostanzoRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-29-2014
Christopher Andrea MerloRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10005-29-2014
John Hullman LowderRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Christopher Reed NataliRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.