Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R McmunigleRaymond James Financial Services, Inc.AXA Advisors, LLC11-04-2014
Raymond Joseph FerryRaymond James Financial Services, Inc.Pacer Financial, Inc.08-01-2014
Michael Robert GeorgeRaymond James Financial Services, Inc.M&T Securities, Inc.$107-31-2014
Brian J FluehrRaymond James Financial Services, Inc.New England Securities07-01-2014
Christopher Andrea MerloRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$10005-29-2014
Michael Anthony CostanzoRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated05-29-2014
John Hullman Lowder Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Brian Godfrey TaylorRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Christopher Reed NataliRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Kevion Lamar LathamRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2014
Brian Michael SweeneyRaymond James Financial Services, Inc.PNC Investments02-24-2014
Thomas Wesley RemmeyRaymond James Financial Services, Inc.Citizens Securities, Inc.01-03-2014
Alex K SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$23011-20-2013
Eric Jon HansenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-20-2013
Tawni-Marie TunnoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-20-2013
Brian Patrick GiffinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2013
Jeffrey Scott IngrosRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2013
Ruchit B ShahRaymond James Financial Services, Inc.Pruco Securities, LLC.11-01-2013
Denise Marie BucciRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-12-2013
Keith Thomas MorrisRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2509-12-2013
Thomas Anthony SullivanRaymond James Financial Services, Inc.PNC Investments$4508-08-2013
Constantine John KartsonasRaymond James Financial Services, Inc.Federated Investment Counseling07-16-2013
Frederick Clay MillerRaymond James Financial Services, Inc.Hunter Associates LLC$10006-07-2013
Kyle David BallietRaymond James Financial Services, Inc.Hunter Associates LLC$106-07-2013
Winfield Scott Smathers IVRaymond James Financial Services, Inc.Hunter Associates LLC$106-07-2013
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Showing 76 to 100 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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