Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Godfrey TaylorRaymond James Financial Services, Inc.Hunter Associates LLC03-03-2014
Kevion L. LathamRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-26-2014
Brian M. SweeneyRaymond James Financial Services, Inc.PNC Investments02-24-2014
Thomas Wesley RemmeyRaymond James Financial Services, Inc.Citizens Securities, Inc.01-03-2014
Tawni-Marie TunnoRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-20-2013
Eric Jon HansenRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-20-2013
Alex K. SebastianRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-20-2013
Jeffrey Scott IngrosRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-06-2013
Brian Patrick GiffinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-06-2013
Ruchit B ShahRaymond James Financial Services, Inc.Pruco Securities, LLC.11-01-2013
Denise Marie BucciRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC09-12-2013
Keith Thomas MorrisRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10009-12-2013
Thomas Anthony SullivanRaymond James Financial Services, Inc.PNC Investments$2508-08-2013
Constantine John KartsonasRaymond James Financial Services, Inc.Federated Investment Counseling07-16-2013
Frederick Clay MillerRaymond James Financial Services, Inc.Hunter Associates LLC$2506-07-2013
Winfield Scott Smathers IVRaymond James Financial Services, Inc.Hunter Associates LLC$10006-07-2013
Kyle David BallietRaymond James Financial Services, Inc.Hunter Associates LLC06-07-2013
Lisa Marie CarlsonRaymond James Financial Services, Inc.PKS Advisory Services, LLC02-14-2013
Mary Ellen B. MieleRaymond James Financial Services, Inc.Morgan Stanley$5002-01-2013
Gerald Joseph McCreadyRaymond James Financial Services, Inc.Cetera Investment Services LLC$2512-14-2012
Richard Warren WoodvilleRaymond James Financial Services, Inc.LPL Financial LLC12-13-2012
Brian Andrew HillRaymond James Financial Services, Inc.LPL Financial LLC12-07-2012
Edgar W. Lambert IIIRaymond James Financial Services, Inc.Live Your Vision, Llc11-09-2012
Alexander Foster CabotRaymond James Financial Services, Inc.Live Your Vision, Llc$10011-09-2012
Thomas Charles KingRaymond James Financial Services, Inc.Nfp Advisor Services06-27-2012
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Showing 101 to 125 of 185 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.