Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Edmund Mansfield Jr.Raymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5005-24-2013
Mary Ellen Breen MieleRaymond James Financial Services, Inc.Morgan Stanley02-01-2013
Gerald Joseph MccreadyRaymond James Financial Services, Inc.Cetera Investment Services LLC$2512-14-2012
Richard Warren WoodvilleRaymond James Financial Services, Inc.LPL Financial LLC12-13-2012
Brian Andrew HillRaymond James Financial Services, Inc.LPL Financial LLC12-07-2012
Alexander Foster CabotRaymond James Financial Services, Inc.Purshe Kaplan Sterling Investments$10011-09-2012
Edgar William Lambert IIIRaymond James Financial Services, Inc.Purshe Kaplan Sterling Investments$111-09-2012
Thomas Charles KingRaymond James Financial Services, Inc.Nfp Advisor Services$1,00006-27-2012
Antoinette Marie ChakifRaymond James Financial Services, Inc.PNC Investments04-10-2012
James John McgrathRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-21-2012
Kenneth Michael WachterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$6803-21-2012
David Lewis CapinRaymond James Financial Services, Inc.Morgan Stanley01-10-2012
Michael Gareth DavisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC10-10-2011
Donna Jean Shelley BiehlRaymond James Financial Services, Inc.Morgan Stanley09-23-2011
Benjamin Donald WaltersRaymond James Financial Services, Inc.Cetera Advisor Networks LLC08-26-2011
Joseph Anthony PerrettaRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2508-12-2011
George A YarnallRaymond James Financial Services, Inc.Papalia Securities$107-20-2011
Todd Daniel DietrichRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$1005-24-2011
Jaison Narain JaitleyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-01-2011
Stephen Matthew ZuberRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$104-01-2011
Derek Lee GossRaymond James Financial Services, Inc.Cetera Advisor Networks LLC03-28-2011
Patrick Joseph Lynch IIIRaymond James Financial Services, Inc.UBS Financial Services Inc.03-14-2011
Steven Gregory BlouseRaymond James Financial Services, Inc.Morgan Stanley$2503-11-2011
Stephanie Eileen MillerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-07-2011
James Dennis MartinRaymond James Financial Services, Inc.LPL Financial LLC$2503-04-2011
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Showing 101 to 125 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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