Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert HandshewRaymond James Financial Services, Inc.Morgan Stanley04-10-2015
Mary Ellen Breen MieleRaymond James Financial Services, Inc.Morgan Stanley02-01-2013
David Lewis CapinRaymond James Financial Services, Inc.Morgan Stanley01-10-2012
Donna Jean Shelley BiehlRaymond James Financial Services, Inc.Morgan Stanley09-23-2011
Steven Gregory BlouseRaymond James Financial Services, Inc.Morgan Stanley$2503-11-2011
Lawrence Thomas GiannoneRaymond James Financial Services, Inc.Morgan Stanley$5003-18-2010
Frederick Hargnett Thomas IIIRaymond James Financial Services, Inc.Morgan Stanley$15002-25-2010
Douglas Emerson SmithRaymond James Financial Services, Inc.Morgan Stanley$2512-03-2009
William Henry Schlitzer Jr.Raymond James Financial Services, Inc.Morgan Stanley07-22-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley$10006-25-2009
Roy Philip MichaelsonRaymond James Financial Services, Inc.Morgan Stanley06-19-2009

Showing 1 to 11 of 11 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.