Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Hanshaw Taylor Ranker Alfred VaranoRoyal Alliance Associates, Inc.National Planning Corporation$32511-16-2012
James MonteverdeRoyal Alliance Associates, Inc.The Monteverde Group$30004-22-2016
Sean K OsbornRoyal Alliance Associates, Inc.W&S Brokerage Services, Inc.08-14-2020
Joseph Thomas NolaRoyal Alliance Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-13-2020
Thomas BlachekRoyal Alliance Associates, Inc.MML Investors Services, LLC08-28-2019
Joan Macdonald DuckloeRoyal Alliance Associates, Inc.Sykes Financial Services LLC12-13-2018
Martin Herbert MellmanRoyal Alliance Associates, Inc.Pleasant Valley Advisors, LLC$2506-22-2017
James E OakesRoyal Alliance Associates, Inc.SA Stone Wealth Management Inc.$3404-27-2016
James Wesley MonteverdeRoyal Alliance Associates, Inc.Kestra Investment Services, LLC$15001-25-2016
Daniel James MartinRoyal Alliance Associates, Inc.Kestra Investment Services, LLC01-25-2016
Craig Alan ShensaRoyal Alliance Associates, Inc.Kestra Investment Services, LLC$25001-25-2016
Ryan Peter DuchakRoyal Alliance Associates, Inc.Kestra Investment Services, LLC01-25-2016
Wendy Wetzel AstorinoRoyal Alliance Associates, Inc.Kestra Investment Services, LLC12-02-2015
Walter John BrosmanRoyal Alliance Associates, Inc.First Midwest Securities, Inc.03-09-2015
Daniel Patrick QuinnRoyal Alliance Associates, Inc.Lincoln Financial Advisors Corporation08-01-2014
Keith E LongRoyal Alliance Associates, Inc.National Planning Corporation01-24-2013
Steven Lynn SpongRoyal Alliance Associates, Inc.National Planning Corporation$5011-16-2012
Matthew Thomas HanshawRoyal Alliance Associates, Inc.National Planning Corporation$2511-16-2012
Alfred C Varano JrRoyal Alliance Associates, Inc.National Planning Corporation11-16-2012
Samuel David Baez JrRoyal Alliance Associates, Inc.Edward Jones02-23-2012
David Lee KennedyRoyal Alliance Associates, Inc.Cetera Advisors LLC$5002-18-2011

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.