Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brent Willis MaceSantander Securities LLCGlobal Atlantic Distributors, LLC03-20-2019
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$112-19-2018
Juan Luis Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Scott Maxwell FrostSantander Securities LLCHornor, Townsend & Kent, LLC09-24-2018
Jeffrey Adam SwarrSantander Securities LLCHornor, Townsend & Kent, LLC09-21-2018
Ramy Raafat IskandarSantander Securities LLCPNC Investments06-28-2018
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC$5005-09-2018
Guillermo Rivera ZayasSantander Securities LLCAXA Advisors, LLC03-15-2018
Roberto Alvarez AlonsoSantander Securities LLCNYLIFE Securities LLC02-23-2018
Patrick M Chandler Jr.Santander Securities LLCPFS Investments Inc.01-30-2018
Lucy Ann Marie SowersSantander Securities LLCCitizens Securities, Inc.$15001-16-2018
Alan Robert KlevanSantander Securities LLCNYLIFE Securities LLC01-05-2018
Eric Spencer CampbellSantander Securities LLCVanguard Marketing Corporation12-22-2017
Gordon Watson Pealock Jr.Santander Securities LLCAPW Capital, Inc.$1012-19-2017
Edward Mendenhall TaylorSantander Securities LLCLPL Financial LLC11-01-2017
Tyler Andrew FoleySantander Securities LLCPruco Securities, LLC.10-04-2017
Edmund Douglas RobinsonSantander Securities LLCM&T Securities, Inc.08-29-2017
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.$107-31-2017
Anthony Domenic RealiSantander Securities LLCCitizens Securities, Inc.06-08-2017
Samantha Eva VitaleSantander Securities LLCPNC Investments05-09-2017
Christina M GlotfelterSantander Securities LLCPFS Investments Inc.05-01-2017
Mohammed ZubairuSantander Securities LLCNavy Federal Brokerage Services, LLC04-07-2017
Cheryl C. BlakeySantander Securities LLCBB&T Investment Services, Inc.02-27-2017
Michael Louis BucklinSantander Securities LLCPNC Investments02-27-2017
Next Page »

Showing 1 to 25 of 92 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.