Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James C. CoughlinSantander Securities LLCCitizens Securities, Inc.04-03-2020
Justin P JonesSantander Securities LLCEdward Jones04-03-2020
Akich Hasani WhiteSantander Securities LLCCitizens Securities, Inc.03-04-2020
Ann Margaret KaufholdSantander Securities LLCM&T Securities, Inc.01-23-2020
Stephanie Leigh Chaplinski-KaneSantander Securities LLCCetera Investment Services LLC01-09-2020
Zachary Tyler GoodwinSantander Securities LLCAXA Advisors, LLC10-23-2019
Justin Andrew McnicholasSantander Securities LLCSecurian Financial Services, Inc.09-19-2019
Eric Ryan FaidleySantander Securities LLCWells Fargo Clearing Services, LLC08-13-2019
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Ziyu GuSantander Securities LLCKey Investment Services LLC04-15-2019
Tristan HillSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Benjamin Michael McCarronSantander Securities LLCCitizens Securities, Inc.03-26-2019
Brent Willis MaceSantander Securities LLCGlobal Atlantic Distributors, LLC03-20-2019
Clint James NeffSantander Securities LLCAXA Advisors, LLC01-23-2019
Joseph J. BaganskiSantander Securities LLCCitizens Securities, Inc.12-24-2018
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$112-19-2018
Juan L. Flacco EspinozaSantander Securities LLCAllstate Financial Services, LLC12-03-2018
Steven TalleySantander Securities LLCLPL Financial LLC11-09-2018
Scott Maxwell FrostSantander Securities LLCHornor, Townsend & Kent, LLC09-24-2018
Jeffrey Adam SwarrSantander Securities LLCHornor, Townsend & Kent, LLC09-21-2018
Terrence Patrick GrafSantander Securities LLCCitizens Securities, Inc.09-21-2018
Safwan Uddin KhanSantander Securities LLCPruco Securities, LLC.08-22-2018
Ramy Raafat IskandarSantander Securities LLCPNC Investments06-28-2018
Christopher T. ReazorSantander Securities LLCPruco Securities, LLC.06-28-2018
Seamus MaccrorySantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.