Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Joseph Curcio Jr.Santander Securities LLCCitizens Securities, Inc.$50012-19-2018
Angela Marie CampleseSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-09-2018
John V VillaniSantander Securities LLCMorgan Stanley$25007-18-2016
Lucy Ann Marie SowersSantander Securities LLCCitizens Securities, Inc.$15001-16-2018
Richard Louis Trotta Jr.Santander Securities LLCSA Stone Wealth Management Inc.$15005-31-2016
Nico Rawinder Singh SethiSantander Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-26-2015
Wolfgang Alfons HeinSantander Securities LLCLPL Financial LLC$15009-19-2012
Michael Louis BucklinSantander Securities LLCPNC Investments$11002-27-2017
Gordon W. Pealock Jr.Santander Securities LLCKistler-Tiffany Advisors$10012-19-2017
Brian Andrew RuhtSantander Securities LLCCitizens Securities, Inc.$10007-31-2017
Jeb Stewart WagnerSantander Securities LLCPNC Investments$10006-12-2017
Marcus Richard LuccheseSantander Securities LLCPNC Investments$10005-22-2017
Deependra Kumar LoganiSantander Securities LLCHSBC Securities (USA) Inc.$10009-30-2014
Thomas Baker Hayn Sr.Santander Securities LLCNew England Securities$10008-14-2014
Stephanie Eileen MillerSantander Securities LLCRaymond James Financial Services, Inc.$10007-09-2014
Steven Mitchell FlorinSantander Securities LLCWaddell & Reed$10001-29-2014
William David Sands Jr.Santander Securities LLCWaddell & Reed$10012-02-2013
Tina Marie DepaolaSantander Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-26-2013
John DigiacomoSantander Securities LLCLPL Financial LLC$8306-01-2017
Wolfgang HeinSantander Securities LLCLPL Financial LLC$6706-05-2017
Edward TaylorSantander Securities LLCLPL Financial LLC$6409-06-2017
Zachary Tyler GoodwinSantander Securities LLCAXA Advisors, LLC10-23-2019
Justin Andrew McnicholasSantander Securities LLCSecurian Financial Services, Inc.09-19-2019
Chris TalpasSantander Securities LLCCitizens Securities, Inc.06-13-2019
Ziyu GuSantander Securities LLCKey Investment Services LLC04-15-2019
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Showing 1 to 25 of 94 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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