Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josephine Frances MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-26-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Mark Phillip MelilloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5003-07-2019
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
John Aloysius BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-13-2018
John Peter Banks IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-13-2018
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Sonia A GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Stephen Mark BenderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-17-2017
Daniel Richter ReitzStifel, Nicolaus & Company, IncorporatedCUSO Financial Services, L.P.11-13-2017
Christopher Byron GraperStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-18-2017
Robert DinardoStifel, Nicolaus & Company, IncorporatedPNC Investments06-01-2017
Thomas Shane LaunerStifel, Nicolaus & Company, IncorporatedPNC Investments$15006-20-2016
Paul Joseph DelongisStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-24-2016
Robert Matthew BaineyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15002-24-2016
Constance Lucille JonesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10009-30-2015
Thomas Edward MartinStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-14-2015
Sibyl Catherine Saager-ZekicStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-27-2015
Patricia J GreeneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2502-12-2015
Joseph Hersey PrattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8411-11-2014
Colin Drew WetzelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-30-2014
Patrick M DeverStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5010-30-2014
James Benton StambaughStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-02-2014
Jeffrey Robert GordonStifel, Nicolaus & Company, IncorporatedBoenning & Scattergood, Inc.$2503-21-2014
Gloria Jennie MondscheinStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-19-2014
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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