Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Seamus MaccroryStifel, Nicolaus & Company, IncorporatedSantander Securities LLC09-30-2020
Robert William BeckStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-29-2020
Daniel Oscar BrownStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$9905-29-2020
Joshua Louis HinkleStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-29-2020
Robert Mark SteinmanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2503-10-2020
Randy William SeymourStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-21-2020
Timothy Patrick ScanlanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10001-21-2020
Samantha Jo YonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-21-2020
Shane Micheal RebertStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-23-2019
James Campbell Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1708-07-2019
James Howard CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2019
Jay MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18006-26-2019
Josephine Frances MastilakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-26-2019
Tracy K JohnstonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-26-2019
Stephen SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$8606-12-2019
Stephen John SosangelisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-12-2019
Mark Phillip MelilloStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-07-2019
Mark EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14012-14-2018
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
Tyler LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$9711-12-2018
Andrew LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-09-2018
Daniel RileyStifel, Nicolaus & Company, IncorporatedPNC Investments$3509-25-2018
Daniel Colgan RileyStifel, Nicolaus & Company, IncorporatedPNC Investments09-18-2018
John A Banks John P BanksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6309-14-2018
John Peter Banks IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-13-2018
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.