Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew LendaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-09-2018
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-03-2009
Barry Michael StockerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2510-12-2012
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Brian Joseph OdelliStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-09-2009
Brian M DieckmannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2012
Carolyn Vick AndersonStifel, Nicolaus & Company, IncorporatedBNY Mellon Securities Corporation04-28-2009
Cassandra Wendy AlleyneStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2012
Charles Crawford ShimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-30-2009
Charles Thompson Beggs Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2010
Christopher Andrea MerloStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1001-29-2010
Christopher Byron GraperStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10007-18-2017
Christopher James SimmsStifel, Nicolaus & Company, IncorporatedPNC Investments05-17-2013
Colin Drew WetzelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-30-2014
Constance Lucille JonesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10009-30-2015
Craig Thomas MuffStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15011-30-2012
Daniel Colgan RileyStifel, Nicolaus & Company, IncorporatedPNC Investments09-18-2018
Daniel John O'Mara Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$2506-26-2009
Daniel Richter ReitzStifel, Nicolaus & Company, IncorporatedCUSO Financial Services, L.P.$10011-13-2017
Darrell James HrezoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5003-20-2009
Dawn Louise FournierStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2009
Edward John TierneyStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-18-2014
Eric Norris HaleyStifel, Nicolaus & Company, IncorporatedPNC Investments$2501-07-2013
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$5002-18-2009
Gloria Jennie MondscheinStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-19-2014
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.